Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stacy Ray BrownRaymond James Financial Services, Inc.Prospera Financial Services, Inc.07-31-2019
Jennifer N NicholsRaymond James Financial Services, Inc.Prospera Financial Services, Inc.$2507-31-2019
Jeffrey R. SmallRaymond James Financial Services, Inc.Wells Nelson & Associates, L.L.C.12-24-2018
Kenneth Charles HeidenreichRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5006-01-2018
Fran Elizabeth ByerlyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5006-01-2018
Kimberly Jo GalbraithRaymond James Financial Services, Inc.PFS Investments Inc.05-31-2018
Mark Anthony JohnsonRaymond James Financial Services, Inc.Morgan Stanley$2501-16-2018
William David FayRaymond James Financial Services, Inc.Morgan Stanley$2512-01-2017
Donna Carroll HinerRaymond James Financial Services, Inc.Investacorp, Inc.$2909-25-2017
Saletha Margaret FullerRaymond James Financial Services, Inc.Investacorp, Inc.$5009-25-2017
Karen Faye BrunsRaymond James Financial Services, Inc.Investacorp, Inc.09-25-2017
Joshua Ray CottenRaymond James Financial Services, Inc.Edward Jones$107-14-2017
Trevor Scott DavenportRaymond James Financial Services, Inc.INVEST Financial Corporation02-27-2017
Brent D MeyersRaymond James Financial Services, Inc.Cetera Investment Services LLC12-05-2016
Bobby Mitchell NeeleyRaymond James Financial Services, Inc.LaSalle St Securities, L.L.C.$5008-30-2016
Timothy William HughesRaymond James Financial Services, Inc.LaSalle St Securities, L.L.C.08-30-2016
Jeffrey Wayne VernonRaymond James Financial Services, Inc.Edward Jones$5007-29-2016
Eric Todd DavisRaymond James Financial Services, Inc.Edward Jones$15004-21-2016
Grant Christian DeyoeRaymond James Financial Services, Inc.Arvest Wealth Management04-08-2016
Nathan Todd HabermanRaymond James Financial Services, Inc.Arvest Wealth Management03-18-2016
Linda Beth RainwaterRaymond James Financial Services, Inc.Edward Jones$2501-15-2016
Joseph Anthony CricchioRaymond James Financial Services, Inc.Cetera Investment Services LLC10-14-2015
Kimberly Johanne KovacsRaymond James Financial Services, Inc.Cetera Investment Services LLC10-14-2015
Erik Ulysses HandcockRaymond James Financial Services, Inc.Cetera Investment Services LLC10-14-2015
Leah Anne BrooksRaymond James Financial Services, Inc.Cetera Investment Advisers LLC$1010-14-2015
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.