Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tammy Jean Mafara-JacobsRaymond James Financial Services, Inc.LPL Financial LLC$10009-28-2018
Kyle Lynn DunningRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$2508-22-2018
Matthew Adam MarrRaymond James Financial Services, Inc.U.S. Bancorp Investments, Inc.$15002-23-2018
Christopher David MeyerRaymond James Financial Services, Inc.U.S. Bancorp Investments, Inc.$10002-23-2018
Coleman Andrew WebbRaymond James Financial Services, Inc.Key Investment Services LLC11-06-2017
Robert Lee Reininger IIIRaymond James Financial Services, Inc.UBS Financial Services Inc.$5008-04-2017
Wade James WesthoffRaymond James Financial Services, Inc.Securian Financial Services, Inc.$5002-02-2017
David Wayne YatesRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$4412-05-2016
Cynthia Montgomery AdamsRaymond James Financial Services, Inc.Key Investment Services LLC11-21-2016
Leonard Franklin HakeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5010-24-2016
Alexander Kane AssafRaymond James Financial Services, Inc.FDX Capital LLC06-23-2016
Sergei Borisovich VassilenkoRaymond James Financial Services, Inc.Key Investment Services LLC06-02-2016
Joel P. FairclothRaymond James Financial Services, Inc.Coldstream Securities, Inc.05-25-2016
Jeffrey Wayne GrandyRaymond James Financial Services, Inc.Foresters Financial Services, Inc.05-20-2016
Douglas Scott SouvenirRaymond James Financial Services, Inc.Foresters Financial Services, Inc.05-20-2016
Sophia Bliablias-GrandyRaymond James Financial Services, Inc.Foresters Financial Services, Inc.05-20-2016
Keoni Keliimokunui Hudson-RasmussenRaymond James Financial Services, Inc.Foresters Financial Services, Inc.05-20-2016
James Paul RosatoRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1005-10-2016
Kyle A. TeuneRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-22-2016
Brett Michael PalmquistRaymond James Financial Services, Inc.Hornor, Townsend & Kent, LLC11-09-2015
Natalie Ruth BerningRaymond James Financial Services, Inc.Ameritas Investment Corp.09-04-2015
Kenneth Robert TurpinRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-02-2015
John F. PassagliaRaymond James Financial Services, Inc.CUSO Financial Services, L.P.$1010-15-2014
Daniel Lee BartoszRaymond James Financial Services, Inc.CUSO Financial Services, L.P.10-15-2014
Nik Harmon PowellRaymond James Financial Services, Inc.CUSO Financial Services, L.P.10-15-2014
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Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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