Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tricia Jean Tompkins-MortonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5009-20-2019
Stephen Albert GarnickRaymond James Financial Services, Inc.Morgan Stanley$10009-05-2019
Stephen William NilesRaymond James Financial Services, Inc.Morgan Stanley$5009-05-2019
Roy Philip MichaelsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2508-23-2019
Loren Paul FiffikRaymond James Financial Services, Inc.PNC Investments$5004-25-2019
Nathan Ryan GarciaRaymond James Financial Services, Inc.PNC Investments$15003-07-2019
Gary John HoenigRaymond James Financial Services, Inc.Kestra Investment Services, LLC02-15-2019
Scott Matthew BrantingsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00010-12-2018
Robert M. DepalmaRaymond James Financial Services, Inc.Patrick Capital Markets, LLC06-20-2018
Tyler Richard BeckRaymond James Financial Services, Inc.Ameritas Investment Corp.05-31-2018
Benjamin Todd AlexanderRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC05-03-2018
Ryan Allen MillerRaymond James Financial Services, Inc.Edward Jones04-02-2018
John Ashby DanielsRaymond James Financial Services, Inc.First Command Financial Planning, Inc.$15003-05-2018
Howard Jay SheckmanRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$1303-01-2018
Nicole Elizabeth SennettRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-16-2018
Mark Anthony VuonoRaymond James Financial Services, Inc.Park Avenue Securities LLC01-22-2018
David Jason GarberRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$5001-16-2018
Jason Ray WeberRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$3901-16-2018
Charles Samuel Hanna Jr.Raymond James Financial Services, Inc.M&T Securities, Inc.08-28-2017
Sharon DvirRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.08-01-2017
Timothy Michael JankeRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC06-09-2017
Michael A. Billera-SmithRaymond James Financial Services, Inc.Santander Securities LLC06-02-2017
Michael Gilbert FinnellRaymond James Financial Services, Inc.Commonwealth Financial Network$5003-01-2017
Paul David HeffelfingerRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$2503-01-2017
Christopher John TarquinioRaymond James Financial Services, Inc.Commonwealth Financial Network$1003-01-2017
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Showing 1 to 25 of 110 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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