Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Lee MooreRaymond James Financial Services, Inc.MML Investors Services, LLC06-03-2019
Michael Patrick ThompsonRaymond James Financial Services, Inc.Next Financial Group, Inc.01-09-2019
Kathleen Ann CoppolaRaymond James Financial Services, Inc.Edward Jones09-07-2018
Rebecca Aileen MathisRaymond James Financial Services, Inc.Columbia Management Investment Distributors, Inc.05-01-2018
Amy Cooper ColeRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.03-02-2018
Dennis Lynn LathamRaymond James Financial Services, Inc.LPL Financial LLC11-09-2017
Susan Hunter KoskiRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1009-06-2017
Cathy Lynn ByrnsideRaymond James Financial Services, Inc.Edward Jones$5004-27-2016
Lewis Eugene ButlerRaymond James Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$10002-05-2016
William Scott MitchellRaymond James Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$10002-05-2016
Quincy Adolphus Kennedy IVRaymond James Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$1002-05-2016
Frank Mcleod Munn IIIRaymond James Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC02-05-2016
Rebecca Louise DixonRaymond James Financial Services, Inc.Edward Jones$10009-29-2014
Elizabeth Jeter HrubalaRaymond James Financial Services, Inc.Morgan Stanley04-29-2014
James Layton SwitzerRaymond James Financial Services, Inc.Morgan Stanley$10004-22-2014
George Cameron Todd Jr.Raymond James Financial Services, Inc.Morgan Stanley$10003-13-2014
Steven Berry FordRaymond James Financial Services, Inc.Morgan Stanley$5003-13-2014
John Rainey PatrickRaymond James Financial Services, Inc.LPL Financial LLC03-10-2014
John David Monroe Jr.Raymond James Financial Services, Inc.Morgan Keegan & Company, Inc.$5001-12-2012
Julia Marie MonroeRaymond James Financial Services, Inc.Morgan Keegan & Company, Inc.01-12-2012
Philip Raymond Nickles Jr.Raymond James Financial Services, Inc.Uvest Financial Services Group, Inc.$1010-07-2011
Jesse Grant HansfordRaymond James Financial Services, Inc.State Farm VP Management Corp.$1006-03-2011
William Mctyeire Goldfinch IVRaymond James Financial Services, Inc.Edward Jones11-12-2010
Christopher Robin LakianRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-18-2010
Jason Scott HucksRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$20009-30-2009

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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