Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Lee CollierRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$5001-12-2009
Jeffrey Lee FrancisRaymond James Financial Services, Inc.FTB Advisors, Inc.01-21-2009
Jill Elizabeth SuttonRaymond James Financial Services, Inc.First Horizon Advisors, Inc.01-21-2009
Christopher Stone CravensRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC02-27-2009
John Currier GoodsonRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC03-23-2009
Carolyn Ann RamboRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15005-11-2009
Richard Chadwick DavisRaymond James Financial Services, Inc.First Citizens Financial Plus, Inc.$5012-04-2009
Brenda L. MaloneRaymond James Financial Services, Inc.Wiley Bros.-Aintree Capital, LLC01-07-2010
Kara Diane ZimmerRaymond James Financial Services, Inc.Cetera Financial Specialists LLC$2506-07-2010
Steven Lee DickRaymond James Financial Services, Inc.Edward Jones$5007-28-2010
Drew Moore McMillinRaymond James Financial Services, Inc.Asset Planning Corporation08-31-2010
Scott Douglas WilliamsRaymond James Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$5001-14-2011
Cara Laiolo BeckerRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.04-13-2011
Brandon D. HaumschiltRaymond James Financial Services, Inc.Edward Jones01-05-2012
John Felts Connelly Jr.Raymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-24-2012
Ross Evans PeayRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-24-2012
Leonidas Clyde Vaughan IVRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-24-2012
James Lee MadduxRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-24-2012
Stephen James LangeRaymond James Financial Services, Inc.Edward Jones03-02-2012
Matthew Thomas LawsonRaymond James Financial Services, Inc.LPL Financial LLC06-29-2012
Clinton Jesse BarfieldRaymond James Financial Services, Inc.LPL Financial LLC06-29-2012
William Forrest Winchester IIIRaymond James Financial Services, Inc.LPL Financial LLC$5006-29-2012
Michael Paul SchlegerRaymond James Financial Services, Inc.LPL Financial LLC06-29-2012
Daniel S. NortonRaymond James Financial Services, Inc.LPL Financial LLC06-29-2012
Justin Michael DorrisRaymond James Financial Services, Inc.Edward Jones10-24-2012
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Showing 1 to 25 of 114 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.