Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Joseph BlakeRaymond James Financial Services, Inc.Allstate Financial Services, LLC09-08-2014
Nathan Lee HaleRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$4808-30-2019
Weldon Brent ThomasRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.08-09-2019
Chris R OberlingRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$10009-28-2017
Steven J DawsonRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$1006-15-2017
Jeffrey Travis DrostRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.03-21-2017
Todd Lynne CoxRaymond James Financial Services, Inc.AXA Advisors, LLC05-17-2019
Colton Trent LarueRaymond James Financial Services, Inc.AXA Advisors, LLC01-13-2017
Andrew John WentzlerRaymond James Financial Services, Inc.AXA Advisors, LLC02-02-2015
Darrell Wayne BrooksRaymond James Financial Services, Inc.Banc of America Investment Services, Inc.$10005-22-2009
Louis Zarzana MattalianoRaymond James Financial Services, Inc.Banc of America Investment Services, Inc.05-22-2009
Kevin Michael LockabyRaymond James Financial Services, Inc.BBVA Compass Investment Solutions, Inc.07-27-2012
John Wesley Jett Sr.Raymond James Financial Services, Inc.BBVA Securities Inc.$2510-17-2017
Shauna Hart BartulaRaymond James Financial Services, Inc.BBVA Securities Inc.08-02-2013
Richard Albert GagneRaymond James Financial Services, Inc.Broker Dealer Financial Services Corp.$8904-27-2017
Moises LeandroRaymond James Financial Services, Inc.Capital One Investing, LLC05-14-2018
David ZalmanRaymond James Financial Services, Inc.Cetera Investment Services LLC02-03-2017
Jason John MikeskaRaymond James Financial Services, Inc.Cetera Investment Services LLC$6412-05-2016
Paul Gerard CurranRaymond James Financial Services, Inc.Cetera Investment Services LLC$1512-05-2016
John Michael HansonRaymond James Financial Services, Inc.Cetera Investment Services LLC12-05-2016
Joanne Marie MathisRaymond James Financial Services, Inc.Cetera Investment Services LLC12-05-2016
Bradley Kenneth MuchowRaymond James Financial Services, Inc.Cetera Investment Services LLC12-05-2016
Richard Brandon BarkerRaymond James Financial Services, Inc.Cetera Investment Services LLC$50008-01-2016
Phillip Leo Hettich Jr.Raymond James Financial Services, Inc.Cetera Investment Services LLC08-01-2016
Richard Wade HowardRaymond James Financial Services, Inc.Cetera Investment Services LLC08-01-2016
Next Page »

Showing 1 to 25 of 203 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.