Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Craig Denney VossRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$2501-12-2009
Suzanne Grobowsky BlakeRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2009
Lindsay Alison CooperRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2009
Elizabeth Jordan StaleyRaymond James Financial Services, Inc.UBS Financial Services Inc.04-30-2009
John Joseph Dimpel Jr.Raymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-08-2009
Richard Thomas ChildsRaymond James Financial Services, Inc.UBS Financial Services Inc.05-13-2009
Darrell Wayne BrooksRaymond James Financial Services, Inc.Banc of America Investment Services, Inc.$10005-22-2009
Kenneth Joe HajdikRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$2505-22-2009
Louis Zarzana MattalianoRaymond James Financial Services, Inc.Banc of America Investment Services, Inc.05-22-2009
William Henry Dietz Jr.Raymond James Financial Services, Inc.UBS Financial Services Inc.06-05-2009
George Steven Wolfe Jr.Raymond James Financial Services, Inc.UBS Financial Services Inc.$1007-02-2009
Craven Earl GreenRaymond James Financial Services, Inc.UBS Financial Services Inc.07-02-2009
Jimmy Lee BoyleRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10007-07-2009
Sally Harris BransonRaymond James Financial Services, Inc.Edward Jones08-25-2009
Paul Justis Lancaster Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5008-27-2009
Robert Bruce CallenderRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5008-27-2009
Henry Woodfin GrahamRaymond James Financial Services, Inc.Morgan Stanley10-30-2009
Lloyd Barrett GrahamRaymond James Financial Services, Inc.Morgan Stanley10-30-2009
William Leonard Berry Jr.Raymond James Financial Services, Inc.Raymond James & Associates, Inc.$15002-03-2010
David Graham HillRaymond James Financial Services, Inc.Deutsche Bank Securities Inc.$10002-12-2010
Susan Marie HillRaymond James Financial Services, Inc.Deutsche Bank Securities Inc.02-12-2010
George Graham HillRaymond James Financial Services, Inc.Morgan Stanley$5002-26-2010
Peter Bruce RothRaymond James Financial Services, Inc.UBS Financial Services Inc.$15005-07-2010
Raymond Shala RhoadesRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-07-2010
Deane Michael HaflingRaymond James Financial Services, Inc.Edward Jones$1006-04-2010
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Showing 1 to 25 of 203 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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