Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Patrick StevensRaymond James Financial Services, Inc.Edward Jones$15002-15-2018
Adam Alexander GelmonRaymond James Financial Services, Inc.J.P. Morgan Securities LLC07-12-2019
Alex M TaylorRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC03-03-2020
Alfredo Garza IIIRaymond James Financial Services, Inc.Cetera Investment Services LLC11-11-2015
Allan Paul WattRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5005-26-2015
Amanda Lynn DaughertyRaymond James Financial Services, Inc.FSC Securities Corporation08-29-2019
Amy Styczynski SabinRaymond James Financial Services, Inc.J.P. Morgan Securities LLC$15007-12-2019
Andrew John WentzlerRaymond James Financial Services, Inc.Equitable Advisors, LLC02-02-2015
Anitra Carol BrennanRaymond James Financial Services, Inc.LPL Financial LLC09-07-2017
Arthur William BrandRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$26303-28-2014
Bevin E HartnettRaymond James Financial Services, Inc.Waddell & Reed10-16-2019
Bill DendyRaymond James Financial Services, Inc.LPL Financial LLC$41503-31-2020
Billy Cliff BelcherRaymond James Financial Services, Inc.Edward Jones11-26-2014
Brad Jason FeldmanRaymond James Financial Services, Inc.Cetera Investment Services LLC11-11-2015
Bradley Kenneth MuchowRaymond James Financial Services, Inc.Cetera Investment Services LLC$2512-05-2016
Brenda Kay DavisRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2509-24-2010
Brett Rutledge McClaranRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-06-2018
Bretton Wayne WilliamsRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2506-18-2009
Brian Arthur VanceRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-16-2009
Brian Lee AndersonRaymond James Financial Services, Inc.Sigma Financial Corporation$2501-19-2017
Brian Michael HartRaymond James Financial Services, Inc.Commonwealth Financial Network06-04-2013
Brittany Dawn SmithRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-30-2019
Bruce A LewinRaymond James Financial Services, Inc.B. Riley Wealth Management$10004-15-2020
Bruce Paulus HoffmanRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-17-2019
Carl M NewmanRaymond James Financial Services, Inc.Morgan Stanley03-08-2013
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Showing 1 to 25 of 262 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.