Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary P. HoltzmanRaymond James Financial Services, Inc.Edward Jones$6205-17-2018
Yukteswar RomeroRaymond James Financial Services, Inc.TIAA-CREF Individual & Institutional Services, LLC04-28-2014
William Yrgue Rice IVRaymond James Financial Services, Inc.Morgan Stanley02-22-2019
William Yngve Rice IIIRaymond James Financial Services, Inc.Morgan Stanley$5002-22-2019
William Yngve Rice IIRaymond James Financial Services, Inc.Morgan Stanley$5002-22-2019
William Kenneth Orbin Jr.Raymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$2710-22-2018
William Jay PeacockRaymond James Financial Services, Inc.Avantax Investment Services, Inc.$108-05-2013
William Henry Dietz Jr.Raymond James Financial Services, Inc.UBS Financial Services Inc.$10006-05-2009
William Edward DendyRaymond James Financial Services, Inc.LPL Financial LLC$15003-31-2020
Wendy W. SealeRaymond James Financial Services, Inc.USAA Financial Advisors, Inc.12-18-2012
Weldon Brent ThomasRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC08-09-2019
Wayne Ellis GreenRaymond James Financial Services, Inc.Morgan Stanley$10005-26-2017
Veronica Suzanne BrooksRaymond James Financial Services, Inc.NRP Financial, Inc.$2511-05-2010
Vernon Randall HallRaymond James Financial Services, Inc.Cetera Investment Services LLC$10012-05-2016
Trevor Kristianson SmithRaymond James Financial Services, Inc.Edward Jones12-11-2015
Todd Lynne CoxRaymond James Financial Services, Inc.AXA Advisors, LLC05-17-2019
Todd Allen PaceRaymond James Financial Services, Inc.LPL Financial LLC03-31-2020
Todd Alan VolkmanRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$2511-10-2014
Tiffany Nicole SolizRaymond James Financial Services, Inc.RBC Capital Markets, LLC03-22-2018
Thomas Patrick McNeillRaymond James Financial Services, Inc.Cetera Investment Services LLC$8312-05-2016
Thomas Lee StewartRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-13-2017
Thomas Elton DunnRaymond James Financial Services, Inc.Hilltop Securities Inc.$5001-02-2015
Thomas Edward NobleRaymond James Financial Services, Inc.NRP Financial, Inc.$15011-05-2010
Thad Jeffrey ErwinRaymond James Financial Services, Inc.LPL Financial LLC11-19-2015
Terry Oran WoodsRaymond James Financial Services, Inc.UBS Financial Services Inc.$5005-21-2009
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Showing 1 to 25 of 365 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.