Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Weldon Brent ThomasRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.08-09-2019
Gene Edward DooleyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2019
Adam Alexander GelmonRaymond James Financial Services, Inc.J.P. Morgan Securities LLC07-12-2019
Lisa J BordelonRaymond James Financial Services, Inc.Raymond James & Associates, Inc.05-28-2019
Felicia Ann BrightbillRaymond James Financial Services, Inc.Edward Jones05-17-2019
Todd Lynne CoxRaymond James Financial Services, Inc.AXA Advisors, LLC05-17-2019
William Yrgue Rice IVRaymond James Financial Services, Inc.Morgan Stanley02-22-2019
Ricardo Antonio Lima Jr.Raymond James Financial Services, Inc.UBS Financial Services Inc.02-15-2019
John Dwight SaalfieldRaymond James Financial Services, Inc.UBS Financial Services Inc.02-15-2019
Lindsay Brooke HeymanRaymond James Financial Services, Inc.UBS Financial Services Inc.02-15-2019
Daniel Albert RoeskeRaymond James Financial Services, Inc.The Leaders Group, Inc.08-31-2018
Jorge CazarezRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2018
Robert Charles BurksRaymond James Financial Services, Inc.J.P. Morgan Securities LLC06-08-2018
Erika Norma GonzalezRaymond James Financial Services, Inc.Edward Jones05-21-2018
Moises LeandroRaymond James Financial Services, Inc.Capital One Investing, LLC05-14-2018
Christopher David ColonRaymond James Financial Services, Inc.Morgan Stanley04-02-2018
Joshua Ray AndrusRaymond James Financial Services, Inc.Edward Jones03-14-2018
Robert Lawrence CaseyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-08-2017
Forest Busby Jr.Raymond James Financial Services, Inc.J.P. Morgan Securities LLC10-06-2017
Jeffery William HolmesRaymond James Financial Services, Inc.Edward Jones08-25-2017
Jessica Lauren McCordRaymond James Financial Services, Inc.Infinex Investments, Inc.08-17-2017
Emily Shoop TeskeRaymond James Financial Services, Inc.VALIC Financial Advisors, Inc.08-15-2017
Gregory C BullenRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-28-2017
Christina Joy BeninatiRaymond James Financial Services, Inc.LPL Financial LLC07-07-2017
Lisa L OstiginRaymond James Financial Services, Inc.Morgan Stanley06-07-2017
Next Page »

Showing 1 to 25 of 204 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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