Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy John BellarsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2020
Claudia P BellarsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-18-2020
Brad Alan HarrisRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-18-2020
George Upshur NottinghamRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00005-06-2020
Thomas Paul LeemanRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2505-06-2020
Nathan Lee ArlandRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2020
Charles FerssizidisRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15003-09-2020
Chris Elliotte BaileyRaymond James Financial Services, Inc.Infinex Investments, Inc.03-02-2020
Neil Jude GoetzmanRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-28-2020
Jeffrey Alan NauRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-28-2020
Seth Ashby LiskeyRaymond James Financial Services, Inc.Edward Jones$2502-14-2020
Chad WilliamsRaymond James Financial Services, Inc.Edward Jones02-14-2020
Stephen Wallace GeorgeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-16-2020
Thomas Andrew Toth IIIRaymond James Financial Services, Inc.Toth Financial Advisory Corp01-10-2020
Albert WuRaymond James Financial Services, Inc.Edward Jones$15010-25-2019
James Leslie Heaton Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10010-07-2019
Brandon Christopher KegleyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-07-2019
Richard Edward KegleyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-07-2019
John C. McKendree Jr.Raymond James Financial Services, Inc.Compton Wealth Advisory Group, LLC08-26-2019
Paul Martin HainesRaymond James Financial Services, Inc.BOK Financial Securities, Inc.$5007-01-2019
Jason L. RebbeRaymond James Financial Services, Inc.Edward Jones06-20-2019
Jennifer Anne RebbeRaymond James Financial Services, Inc.Edward Jones06-20-2019
Carolyn Louise DiprinzioRaymond James Financial Services, Inc.LPL Financial LLC$5005-16-2019
Keith Andrew O'BrienRaymond James Financial Services, Inc.LPL Financial LLC$10005-16-2019
Michael Anthony MarroccoRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC$5002-15-2019
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Showing 1 to 25 of 151 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.