Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason L. RebbeRaymond James Financial Services, Inc.Edward Jones06-20-2019
Jennifer Anne RebbeRaymond James Financial Services, Inc.Edward Jones06-20-2019
Keith Andrew O'BrienRaymond James Financial Services, Inc.LPL Financial LLC$10005-16-2019
Carolyn Louise DiprinzioRaymond James Financial Services, Inc.LPL Financial LLC$5005-16-2019
Michael Anthony MarroccoRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$5002-15-2019
Leda Yasmine BonillaRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.02-15-2019
Steven Moyer AgeeRaymond James Financial Services, Inc.LPL Financial LLC12-05-2018
Lawrence S. McDonnellRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2511-09-2018
Frank J. McDonnellRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2510-04-2018
Katherine Hoskins MackeyRaymond James Financial Services, Inc.Morgan Stanley07-06-2018
Dawn Thompson-MayfieldRaymond James Financial Services, Inc.UBS Financial Services Inc.07-02-2018
John ViscusoRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.05-15-2018
Henry Milner CaldwellRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-15-2018
Steven Ronald TurnerRaymond James Financial Services, Inc.LPL Financial LLC12-05-2017
Scot Lee MorrisRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10012-01-2017
Alicia Coullier BorghiRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10012-01-2017
Barbara Gottschalk WiltshireRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5012-01-2017
Barbour Scott BussellsRaymond James Financial Services, Inc.SIMA Retirement Solutions, LLC$10011-21-2017
Margaret Newell WileyRaymond James Financial Services, Inc.Edward Jones11-09-2017
Tiffany Ngoc UngRaymond James Financial Services, Inc.Old Dominion Capital Management Inc.$1011-07-2017
Robert Lawrence EstesRaymond James Financial Services, Inc.Edward Jones$3010-13-2017
George Holland WhitmoreRaymond James Financial Services, Inc.BB&T Securities, LLC10-06-2017
Brian Michael ElmsRaymond James Financial Services, Inc.Edward Jones$5508-04-2017
Yale J. LewisRaymond James Financial Services, Inc.MML Investors Services, LLC06-16-2017
Arch Mcdowell Brown Jr.Raymond James Financial Services, Inc.BB&T Securities, LLC$15003-24-2017
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Showing 1 to 25 of 81 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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