Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Virginia Vents GarciaRaymond James Financial Services, Inc.1st Discount Brokerage, Inc.05-11-2012
James Michael MastersRaymond James Financial Services, Inc.American Funds Distributors, Inc.12-22-2009
Michael Anthony MarroccoRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$50002-15-2019
Leda Yasmine BonillaRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.02-15-2019
John ViscusoRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.05-15-2018
David Franklin Edwards Jr.Raymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$50008-03-2015
Barbour Scott BussellsRaymond James Financial Services, Inc.Ameritas Investment Corp.$10005-21-2013
Timothy RichardsonRaymond James Financial Services, Inc.Avantax Investment Services, Inc.04-14-2014
Jennifer Anne JankRaymond James Financial Services, Inc.AXA Advisors, LLC06-01-2010
George Holland WhitmoreRaymond James Financial Services, Inc.BB&T Securities, LLC10-06-2017
Ross Evan LegumRaymond James Financial Services, Inc.BB&T Securities, LLC$82004-03-2017
Arch Mcdowell Brown Jr.Raymond James Financial Services, Inc.BB&T Securities, LLC$15003-24-2017
Marsha N. LawrenceRaymond James Financial Services, Inc.BB&T Securities, LLC03-24-2017
Paul Martin HainesRaymond James Financial Services, Inc.BOK Financial Securities, Inc.$50007-01-2019
Larry Stephen GolubRaymond James Financial Services, Inc.Cantella & Co., Inc.$50003-31-2010
Jeffrey T. NowakRaymond James Financial Services, Inc.Capital Analysts11-09-2015
Vance Howard GunnRaymond James Financial Services, Inc.Cetera Investment Advisers LLC$10009-14-2015
Tiffany Ung SnyderRaymond James Financial Services, Inc.Cetera Investment Advisers LLC$10007-16-2014
Rhonda Lesher FrazierRaymond James Financial Services, Inc.Cetera Investment Advisers LLC$25006-18-2014
Michael Todd WhitmoreRaymond James Financial Services, Inc.Cetera Investment Advisers LLC06-18-2014
Guy Christian RinehartRaymond James Financial Services, Inc.Cetera Investment Advisers LLC06-18-2014
Andrew Page LillyRaymond James Financial Services, Inc.Cetera Investment Advisers LLC06-18-2014
Samuel Whitfield HodgesRaymond James Financial Services, Inc.Cetera Investment Advisers LLC$10006-01-2014
Jennifer Hanna WilliamsRaymond James Financial Services, Inc.Cetera Investment Advisers LLC06-01-2014
Thomas Paul HughesRaymond James Financial Services, Inc.Cetera Investment Services LLC$10002-18-2015
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Showing 1 to 25 of 133 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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