Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua C. West VRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2009
Peter Michael MuckermanRaymond James Financial Services, Inc.Citigroup Global Markets Inc.04-17-2009
Richard Drummond LongRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$5005-29-2009
Richard Dennis Thomas OveryRaymond James Financial Services, Inc.Morgan Stanley$5006-05-2009
Walter Scott MowryRaymond James Financial Services, Inc.Morgan Stanley06-05-2009
Iris Cohen PorushRaymond James Financial Services, Inc.Morgan Stanley06-05-2009
George Andrew Wright Jr.Raymond James Financial Services, Inc.Morgan Stanley06-05-2009
Richard Thomas HoldenRaymond James Financial Services, Inc.Morgan Stanley06-26-2009
Mark Clifton LewisRaymond James Financial Services, Inc.Uvest Financial Services Group, Inc.07-31-2009
Ted Mason TignorRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2009
Matthew B. CallanRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2009
John Denison ArmatiRaymond James Financial Services, Inc.Morgan Stanley$5001-08-2010
Scott William McDermottRaymond James Financial Services, Inc.Morgan Stanley$2501-08-2010
John Joseph TekavecRaymond James Financial Services, Inc.Cetera Investment Services LLC01-11-2010
Holly Cooper StallworthRaymond James Financial Services, Inc.Cetera Investment Services LLC01-11-2010
Karen Sue MyersRaymond James Financial Services, Inc.Morgan Stanley03-12-2010
William Randolph BowerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-19-2010
Deborah Jean KollerRaymond James Financial Services, Inc.Edward Jones$10006-22-2011
Jon Paul CassadaRaymond James Financial Services, Inc.Uvest Financial Services Group, Inc.07-27-2011
John Preston WallRaymond James Financial Services, Inc.Morgan Stanley09-28-2011
Daniel Miller BabiyRaymond James Financial Services, Inc.Davenport & Company LLC$7501-17-2012
Vickie Samuel GarnerRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.$2508-30-2012
Daniel Loftin CarlileRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.$1008-30-2012
Patrick Albert FaulknerRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.08-30-2012
Barbara Lloydette SpadyRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.08-30-2012
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Showing 1 to 25 of 84 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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