Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert WuRaymond James Financial Services, Inc.Edward Jones$15010-25-2019
Alicia Coullier BorghiRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC12-01-2017
Allison Erin AllenRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-04-2018
Andrew Christopher GregoryRaymond James Financial Services, Inc.Edward Jones11-04-2016
Andrew Page LillyRaymond James Financial Services, Inc.Cetera Investment Advisers LLC06-18-2014
Arch Mcdowell Brown JrRaymond James Financial Services, Inc.BB&T Securities, LLC$10003-24-2017
Axel John BellarsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2020
Barbara Lloydette SpadyRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.08-30-2012
Barbour Scott BussellsRaymond James Financial Services, Inc.SIMA Retirement Solutions, LLC11-21-2017
Brad Alan HarrisRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-18-2020
Bradford Robert Coyle JrRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-04-2018
Bradford Robert Coyle SrRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-04-2018
Brandon Christopher KegleyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-07-2019
Brian Patrick AdamsRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.07-09-2014
Carolyn Louise DiprinzioRaymond James Financial Services, Inc.LPL Financial LLC$5005-16-2019
Charles FerssizidisRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-09-2020
Chris BaileyRaymond James Financial Services, Inc.Infinex Investments, Inc.$19003-02-2020
Chris Elliotte BaileyRaymond James Financial Services, Inc.Infinex Investments, Inc.03-02-2020
Claudia P BellarsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-18-2020
Daniel Loftin CarlileRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.08-30-2012
Daniel Miller BabiyRaymond James Financial Services, Inc.Davenport & Company LLC01-17-2012
Dawn Thompson-MayfieldRaymond James Financial Services, Inc.UBS Financial Services Inc.07-02-2018
Deborah Jean KollerRaymond James Financial Services, Inc.Edward Jones$1006-22-2011
Dianna Marie BurkholderRaymond James Financial Services, Inc.Edward Jones08-14-2020
Frank J McDonnellRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2510-04-2018
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Showing 1 to 25 of 109 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.