Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Edward KegleyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-07-2019
Jason L. RebbeRaymond James Financial Services, Inc.Edward Jones06-20-2019
Jennifer Anne RebbeRaymond James Financial Services, Inc.Edward Jones06-20-2019
Leda Yasmine BonillaRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.02-15-2019
Steven Moyer AgeeRaymond James Financial Services, Inc.LPL Financial LLC12-05-2018
Katherine Hoskins MackeyRaymond James Financial Services, Inc.Morgan Stanley07-06-2018
Dawn Thompson-MayfieldRaymond James Financial Services, Inc.UBS Financial Services Inc.07-02-2018
John ViscusoRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.05-15-2018
Henry Milner CaldwellRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-15-2018
Steven Ronald TurnerRaymond James Financial Services, Inc.LPL Financial LLC12-05-2017
Margaret Newell WileyRaymond James Financial Services, Inc.Edward Jones11-09-2017
George Holland WhitmoreRaymond James Financial Services, Inc.BB&T Securities, LLC10-06-2017
Yale J. LewisRaymond James Financial Services, Inc.MML Investors Services, LLC06-16-2017
Jeremy Frank DouglasRaymond James Financial Services, Inc.Park Avenue Securities LLC09-23-2016
Reed Anthony SloatRaymond James Financial Services, Inc.Edward Jones07-21-2016
Joseph Schaffer PabisRaymond James Financial Services, Inc.Woodbury Financial Services, Inc.05-05-2016
Justin Louis MorrisRaymond James Financial Services, Inc.Raymond James & Associates, Inc.03-21-2016
Jeffrey T. NowakRaymond James Financial Services, Inc.Capital Analysts11-09-2015
Michael John MaggiRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC08-31-2015
Kristin Danielle CarletonRaymond James Financial Services, Inc.Transamerica Capital, Inc.10-29-2014
Tony NerantzisRaymond James Financial Services, Inc.Morgan Stanley09-26-2014
Brian Patrick AdamsRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.07-09-2014
Michael Todd WhitmoreRaymond James Financial Services, Inc.Cetera Investment Advisers LLC06-18-2014
Guy Christian RinehartRaymond James Financial Services, Inc.Cetera Investment Advisers LLC06-18-2014
Andrew Page LillyRaymond James Financial Services, Inc.Cetera Investment Advisers LLC06-18-2014
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Showing 1 to 25 of 84 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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