Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Christopher GregoryRaymond James Financial Services, Inc.Edward Jones$2411-04-2016
Jeremy Frank DouglasRaymond James Financial Services, Inc.Park Avenue Securities LLC09-23-2016
Scott Wayne DannerRaymond James Financial Services, Inc.Edward Jones$2507-21-2016
Reed Anthony SloatRaymond James Financial Services, Inc.Edward Jones07-21-2016
Joseph Schaffer PabisRaymond James Financial Services, Inc.Woodbury Financial Services, Inc.05-05-2016
Justin Louis MorrisRaymond James Financial Services, Inc.Raymond James & Associates, Inc.03-21-2016
Angela A. AntonelliRaymond James Financial Services, Inc.UBS Financial Services Inc.$10001-15-2016
Nancy Susan GordonRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.$5011-23-2015
Jeffrey T. NowakRaymond James Financial Services, Inc.Capital Analysts11-09-2015
Michael John MaggiRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC08-31-2015
Thomas Paul HughesRaymond James Financial Services, Inc.Cetera Investment Services LLC$10002-18-2015
Kristin Danielle CarletonRaymond James Financial Services, Inc.Transamerica Capital, Inc.10-29-2014
Tony NerantzisRaymond James Financial Services, Inc.Morgan Stanley09-26-2014
Brian Patrick AdamsRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.07-09-2014
James Andrew HotchkissRaymond James Financial Services, Inc.Cetera Investment Services LLC$5006-18-2014
Susan Johanna RogersRaymond James Financial Services, Inc.Cetera Investment Services LLC$1006-18-2014
Michael Todd WhitmoreRaymond James Financial Services, Inc.Cetera Investment Advisers LLC06-18-2014
Guy Christian RinehartRaymond James Financial Services, Inc.Cetera Investment Advisers LLC06-18-2014
Andrew Page LillyRaymond James Financial Services, Inc.Cetera Investment Advisers LLC06-18-2014
Robert Ferebee McMurranRaymond James Financial Services, Inc.Infinex Investments, Inc.06-10-2014
Timothy RichardsonRaymond James Financial Services, Inc.HD Vest Investment Services04-14-2014
Lucas Walter JonesRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2501-16-2014
Patricia Lane LumpkinRaymond James Financial Services, Inc.Cetera Investment Services LLC01-15-2014
Scott Ward HaleyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10009-27-2013
James Wilkinson Holland CampRaymond James Financial Services, Inc.Morgan Stanley$1009-27-2013
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Showing 26 to 50 of 81 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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