Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Samuel ChaffeeRaymond James Financial Services, Inc.BancWest Investment Services, Inc.01-25-2019
Charles Dean CotterillRaymond James Financial Services, Inc.Edward Jones$5001-22-2019
Apoorv NegiRaymond James Financial Services, Inc.Edward Jones11-29-2018
Dustin Bui NguyenRaymond James Financial Services, Inc.UBS Financial Services Inc.10-26-2018
Caroline Helen AlabachRaymond James Financial Services, Inc.Edward Jones$110-22-2018
Rory John OsullivanRaymond James Financial Services, Inc.Wells Fargo Funds Distributor, LLC09-25-2018
Nelly Regina HogueRaymond James Financial Services, Inc.LPL Financial LLC09-10-2018
Devere Scott DudleyRaymond James Financial Services, Inc.Edward Jones$10005-25-2018
Israel Thomas JacobRaymond James Financial Services, Inc.LPL Financial LLC$10004-19-2018
Matthew Franken KokRaymond James Financial Services, Inc.LPL Financial LLC$1,00004-19-2018
Brian Earl TeegardinRaymond James Financial Services, Inc.Edward Jones02-16-2018
Dustin Edward MarlettRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC02-13-2018
Garry Everett BordersRaymond James Financial Services, Inc.Securities America, Inc.$5001-22-2018
Joel Courtney WhiteRaymond James Financial Services, Inc.Securities America, Inc.$5001-19-2018
Matthew Morrison BordersRaymond James Financial Services, Inc.Securities America, Inc.$5001-19-2018
Adam Lewis JohnsonRaymond James Financial Services, Inc.Waddell & Reed10-27-2017
Jordan James DowersRaymond James Financial Services, Inc.Edward Jones06-13-2017
Timothy James DuffyRaymond James Financial Services, Inc.Robert W. Baird & Co. Incorporated05-31-2017
Andrew Michael LawrenceRaymond James Financial Services, Inc.Waddell & Reed03-30-2017
Jon David PetersonRaymond James Financial Services, Inc.LPL Financial LLC$10003-24-2017
Fred Richard ElledgeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5009-06-2016
Travis Price AlexanderRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$5002-12-2016
Devin Garrett LoughlinRaymond James Financial Services, Inc.MetLife Securities Inc.11-09-2015
Mark David FreiseRaymond James Financial Services, Inc.Edward Jones$2108-13-2015
Gerald Laurence KulikRaymond James Financial Services, Inc.RBC Capital Markets, LLC06-16-2015
Next Page »

Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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