Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jered Bauman FowlerRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2501-02-2009
Aaron Carey UndsethRaymond James Financial Services, Inc.Edward Jones$1002-20-2009
Thomas Gilbert HerrinRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2009
Sherif John AwadRaymond James Financial Services, Inc.Citigroup Global Markets Inc.03-17-2009
Patricia Rae ElzeyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5003-20-2009
Michelle Kay StarryRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2009
Darreld Christian Hutchins Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15007-09-2009
Lawrence Jett Hoskins Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10007-16-2009
William Clarke ArnoldRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-17-2009
Karl Daniel DuitsmanRaymond James Financial Services, Inc.Edward Jones$1008-28-2009
Brian Timothy DuffyRaymond James Financial Services, Inc.Edward Jones12-04-2009
Michael James FisetteRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-26-2010
Erica S. FisetteRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-26-2010
Kevin Mack WootenRaymond James Financial Services, Inc.Edward Jones09-10-2010
Christopher Wayne HudecRaymond James Financial Services, Inc.Edward Jones12-17-2010
Randy Robert FlickerRaymond James Financial Services, Inc.Chase Investment Services Corp.02-25-2011
John Jeffrey ReedRaymond James Financial Services, Inc.Edward Jones$1011-17-2011
Kimberly Marie McDanielsRaymond James Financial Services, Inc.Edward Jones01-09-2012
Michael Patrick CooneyRaymond James Financial Services, Inc.CUSO Financial Services, L.P.01-18-2012
Brian Delbert FrederickRaymond James Financial Services, Inc.BrokersXpress LLC$1007-31-2012
Andrew William RodgersRaymond James Financial Services, Inc.BrokersXpress LLC07-31-2012
Charles Arthur CoxRaymond James Financial Services, Inc.BrokersXpress LLC07-31-2012
Kathren Hsueh WillsRaymond James Financial Services, Inc.Key Investment Services LLC09-18-2012
Kevin Michael SkogenRaymond James Financial Services, Inc.MetLife Securities Inc.$5008-12-2013
Jeremy Todd TaylorRaymond James Financial Services, Inc.MetLife Securities Inc.$2508-12-2013
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Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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