Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Carey UndsethRaymond James Financial Services, Inc.Edward Jones$1002-20-2009
Adam Lewis JohnsonRaymond James Financial Services, Inc.Waddell & Reed10-27-2017
Andrew W. HergertRaymond James Financial Services, Inc.UBS Financial Services Inc.10-04-2013
Andrew William RodgersRaymond James Financial Services, Inc.BrokersXpress LLC07-31-2012
Anthony Craig HauensteinRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.05-26-2015
Apoorv NegiRaymond James Financial Services, Inc.Edward Jones11-29-2018
Brent H. SolowayRaymond James Financial Services, Inc.MetLife Securities Inc.08-12-2013
Brian Delbert FrederickRaymond James Financial Services, Inc.BrokersXpress LLC$1007-31-2012
Brian Rene TorgersonRaymond James Financial Services, Inc.Cetera Advisor Networks LLC$2510-25-2019
Brian Timothy DuffyRaymond James Financial Services, Inc.Edward Jones12-04-2009
Bryan John KulpRaymond James Financial Services, Inc.HSBC Securities (USA) Inc.03-23-2015
Caroline Helen AlabachRaymond James Financial Services, Inc.Edward Jones10-22-2018
Charles Arthur CoxRaymond James Financial Services, Inc.BrokersXpress LLC07-31-2012
Charles Dean CotterillRaymond James Financial Services, Inc.Edward Jones$5001-22-2019
Christine Rae WoollardRaymond James Financial Services, Inc.Raymond James & Associates, Inc.11-01-2016
Christopher Wayne HudecRaymond James Financial Services, Inc.Edward Jones12-17-2010
Darreld Christian Hutchins Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15007-09-2009
Debra Mae JohnsonRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2014
Devere Scott DudleyRaymond James Financial Services, Inc.Edward Jones$10005-25-2018
Devin G. LoughlinRaymond James Financial Services, Inc.MetLife Securities Inc.11-09-2015
Donald Lee Kerr IIIRaymond James Financial Services, Inc.CUSO Financial Services, L.P.$1010-15-2014
Dustin Bui NguyenRaymond James Financial Services, Inc.UBS Financial Services Inc.10-26-2018
Dustin Edward MarlettRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC02-13-2018
Edward Charles BradleyRaymond James Financial Services, Inc.MetLife Securities Inc.08-12-2013
Erica S. FisetteRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-26-2010
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Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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