Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kay Marie TuttleRaymond James Financial Services, Inc.INVEST Financial Corporation08-06-2009
Aaron Timothy KowalRaymond James Financial Services, Inc.SagePoint Financial, Inc.08-10-2009
Jeffrey Davis KowalRaymond James Financial Services, Inc.SagePoint Financial, Inc.08-10-2009
William Lee BowmanRaymond James Financial Services, Inc.SII Investments, Inc.$2506-01-2011
Catherine Ann JohnsonRaymond James Financial Services, Inc.Midwest Professional Planners, Ltd.07-19-2011
Joseph Anthony TorelliRaymond James Financial Services, Inc.Principal Securities, Inc.08-12-2011
James Franklin CapeRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$5002-10-2012
Kiersten Elizabeth BrennanRaymond James Financial Services, Inc.LPL Financial LLC02-07-2013
Jeffrey Scott BoehmRaymond James Financial Services, Inc.Cetera Investment Services LLC02-27-2013
Charles Jackson Shoemaker Jr.Raymond James Financial Services, Inc.RBC Capital Markets, LLC$15009-13-2013
Jacquelyn Elizabeth RizzoRaymond James Financial Services, Inc.RBC Capital Markets, LLC$5009-13-2013
Rachael Ann NickelsenRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-17-2014
Paul Gerard ColdagelliRaymond James Financial Services, Inc.Landaas & Company$10004-28-2014
Michael Patrick DonnanRaymond James Financial Services, Inc.Thrivent Investment Management Inc.11-20-2014
Donald Richard MathiasRaymond James Financial Services, Inc.J.W. Cole Advisors, Inc.02-06-2015
Heather Lee KarczRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$5002-13-2015
Rebecca Jean GruverRaymond James Financial Services, Inc.Robert W. Baird & Co. Incorporated03-19-2015
Della May MudryRaymond James Financial Services, Inc.Woodbury Financial Services, Inc.05-18-2015
Jeffrey Allen BeecroftRaymond James Financial Services, Inc.LPL Financial LLC06-15-2015
Ross D. OlsonRaymond James Financial Services, Inc.Bernicke Wealth Management, Ltd.12-21-2015
Gregory Scott WeggemanRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$7501-29-2016
Kenneth William FlanneryRaymond James Financial Services, Inc.MetLife Securities Inc.03-11-2016
Dana B. TupperRaymond James Financial Services, Inc.LPL Financial LLC03-31-2016
Kevin R FisherRaymond James Financial Services, Inc.MetLife Securities Inc.$1011-10-2016
Aaron Matthew SpitznerRaymond James Financial Services, Inc.BMO Investment Distributors, LLC11-21-2016
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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