Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Joseph FriedrichRaymond James Financial Services, Inc.Wells Fargo Investments, LLC$25007-10-2009
Delores Marie HayesRaymond James Financial Services, Inc.INVEST Financial Corporation$10008-01-2009
Roger Manwaring Bowman IIRaymond James Financial Services, Inc.INVEST Financial Corporation08-01-2009
Barbara Theresa DotyRaymond James Financial Services, Inc.SagePoint Financial, Inc.08-01-2009
Kay Marie TuttleRaymond James Financial Services, Inc.INVEST Financial Corporation$10008-06-2009
Jeffrey Davis KowalRaymond James Financial Services, Inc.SagePoint Financial, Inc.$15008-10-2009
Aaron Timothy KowalRaymond James Financial Services, Inc.SagePoint Financial, Inc.08-10-2009
Nicholas Kearney HamiltonRaymond James Financial Services, Inc.U.S. Bancorp Investments, Inc.08-21-2009
Paul Jeffery GottshallRaymond James Financial Services, Inc.Edward Jones$50010-30-2009
Lauri Ann SperfslageRaymond James Financial Services, Inc.Uvest Financial Services Group, Inc.$10011-03-2009
Kyle Edward BrunetteRaymond James Financial Services, Inc.Catholic Financial Services Corporation05-19-2010
Joseph Matthew TucciniRaymond James Financial Services, Inc.Capital Brokerage Corporation08-31-2010
William Lee BowmanRaymond James Financial Services, Inc.SII Investments, Inc.$25006-01-2011
Kristie Rene' HennesRaymond James Financial Services, Inc.SII Investments, Inc.06-01-2011
Catherine Ann JohnsonRaymond James Financial Services, Inc.Midwest Professional Planners, Ltd.07-19-2011
Joseph Anthony TorelliRaymond James Financial Services, Inc.Principal Securities, Inc.$10008-12-2011
Peter Eugene CongdonRaymond James Financial Services, Inc.Cetera Investment Services LLC$50009-06-2011
James Franklin CapeRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$10002-10-2012
Jill Lauren HensonRaymond James Financial Services, Inc.Securities America, Inc.06-28-2012
Jacob John MarxhausenRaymond James Financial Services, Inc.Edward Jones$25012-18-2012
Kiersten Elizabeth BrennanRaymond James Financial Services, Inc.LPL Financial LLC02-07-2013
Jeffrey Scott BoehmRaymond James Financial Services, Inc.Cetera Investment Services LLC02-27-2013
William Michael PokorskyRaymond James Financial Services, Inc.BMO Harris Financial Advisors, Inc.$25007-01-2013
Charles Jackson Shoemaker Jr.Raymond James Financial Services, Inc.RBC Capital Markets, LLC$15009-13-2013
Jacquelyn Elizabeth RizzoRaymond James Financial Services, Inc.RBC Capital Markets, LLC$50009-13-2013
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Showing 1 to 25 of 72 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.