Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joe W KeatleyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC12-09-2016
Neil Anthony LynchRaymond James Financial Services, Inc.J.P. Morgan Securities LLC06-23-2015
Jonathan Crawford DorseyRaymond James Financial Services, Inc.BB&T Investment Services, Inc.03-13-2015
Matthew Hornor KetteringRaymond James Financial Services, Inc.Edward Jones$108-30-2013
James Kay Thomas PayneRaymond James Financial Services, Inc.The Huntington Investment Company04-02-2013
Philip J HoffmanRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10006-01-2012
Samuel Anthony GuarascioRaymond James Financial Services, Inc.The Huntington Investment Company02-23-2012
Brian Lance MasseyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1003-25-2011
Larry Alan RodesRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-25-2011
Gilbert Vincent ShepardRaymond James Financial Services, Inc.Park Avenue Securities LLC09-14-2010
William Granvel DilleyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5008-07-2009
Christopher Charles FreemanRaymond James Financial Services, Inc.Janney Montgomery Scott LLC$105-14-2009
Michael Brannon SchuckerRaymond James Financial Services, Inc.Janney Montgomery Scott LLC05-14-2009
Tammy Jo PoppeRaymond James Financial Services, Inc.Janney Montgomery Scott LLC$5005-14-2009

Showing 1 to 14 of 14 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.