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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Charles FreemanRaymond James Financial Services, Inc.Janney Montgomery Scott LLC$2505-14-2009
Michael Brannon SchuckerRaymond James Financial Services, Inc.Janney Montgomery Scott LLC05-14-2009
Tammy J. PoppeRaymond James Financial Services, Inc.Janney Montgomery Scott LLC$5005-14-2009
William Granvel DilleyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2009
Gilbert V. ShepardRaymond James Financial Services, Inc.Park Avenue Securities LLC09-14-2010
Larry Alan RodesRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-25-2011
Brian Lance MasseyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5003-25-2011
Samuel Anthony GuarascioRaymond James Financial Services, Inc.The Huntington Investment Company02-23-2012
Philip J. HoffmanRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2506-01-2012
James Kay Thomas PayneRaymond James Financial Services, Inc.The Huntington Investment Company04-02-2013
Matthew Hornor KetteringRaymond James Financial Services, Inc.Edward Jones$10008-30-2013
Jonathan Crawford DorseyRaymond James Financial Services, Inc.BB&T Investment Services, Inc.03-13-2015
Neil Anthony LynchRaymond James Financial Services, Inc.J.P. Morgan Securities LLC06-23-2015
Joe W. KeatleyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC12-09-2016

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.