Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher HartRaymond James Financial Services, Inc.Thrivent Investment Management Inc.06-14-2019
Dylan Thomas BakerRaymond James Financial Services, Inc.Fidelity Personal and Workplace Advisors06-13-2019
David Charles ClaibourneRaymond James Financial Services, Inc.B. Riley Wealth Management06-11-2019
Mary Anne Elizabeth HartiganRaymond James Financial Services, Inc.Vanguard Marketing Corporation06-11-2019
Brian Matthew ReesRaymond James Financial Services, Inc.Vantage Financial Group, Inc.06-07-2019
Jeffrey James OBrienRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2019
William Francis Gold JrRaymond James Financial Services, Inc.UBS Financial Services Inc.$5006-06-2019
Philip Brian ChandlerRaymond James Financial Services, Inc.Gage-Wiley & Co., Inc.06-05-2019
Christopher Gregory DelongRaymond James Financial Services, Inc.B.B. Graham & Company, Inc.06-03-2019
Erika Shawn PapeRaymond James Financial Services, Inc.Key Investment Services LLC06-03-2019
Francis James DunnRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2019
Arthur Charles Gonsalves IIIRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC05-29-2019
Kevin Brian GirardRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC$2505-29-2019
Francis John Girard IIIRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC05-29-2019
David AhlquistRaymond James Financial Services, Inc.TIAA-CREF Individual & Institutional Services, LLC$60005-28-2019
Michele Lynn Hullett-ComptonRaymond James Financial Services, Inc.J. W. Cole Advisors, Inc.05-28-2019
Dustin Ness Chris Nuetzel Keith SweigertRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$30005-24-2019
Christopher Lewis NuetzelRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-24-2019
Kenneth Eugene RineyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$8605-24-2019
Ronnyjane GoldsmithRaymond James Financial Services, Inc.Morgan Stanley$5005-24-2019
Dustin Jay NessRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-24-2019
Keith SweigertRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-24-2019
Austin Heberger Gavin LeeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$35005-23-2019
Amy Sue TravisRaymond James Financial Services, Inc.Commonwealth Financial Network05-23-2019
Austin Norris Heberger JrRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5005-23-2019
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Showing 1 to 25 of 89 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.