Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Lee MooreRaymond James Financial Services, Inc.MML Investors Services, LLC06-03-2019
Ronnyjane GoldsmithRaymond James Financial Services, Inc.Morgan Stanley$5005-24-2019
Travis Garrett WichmanRaymond James Financial Services, Inc.Morgan Stanley$5004-17-2019
Kerry Neal RicksRaymond James Financial Services, Inc.Morgan Stanley$1,00004-12-2019
William Marion Roberson IIRaymond James Financial Services, Inc.Morgan Stanley$10004-12-2019
Giovanni DuranRaymond James Financial Services, Inc.Morgan Stanley$1,00004-11-2019
Joseph John CataldoRaymond James Financial Services, Inc.Morgan Stanley$10004-11-2019
Nicholas PennaRaymond James Financial Services, Inc.Morgan Stanley04-11-2019
Joseph Edward McCastlainRaymond James Financial Services, Inc.Mutual of America Life Insurance Company04-29-2019
Loren Paul FiffikRaymond James Financial Services, Inc.PNC Investments$5004-25-2019
Mary Leanne ScullRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$10005-30-2019
John Michael GroverRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$5005-28-2019
Lisa J BordelonRaymond James Financial Services, Inc.Raymond James & Associates, Inc.05-28-2019
Alex Igor AyzenbergRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$5003-25-2019
Makarios Markos PaliosRaymond James Financial Services, Inc.Raymond James & Associates, Inc.03-25-2019
Evan Bernard CarabelloRaymond James Financial Services, Inc.Ryan Financial Inc.04-11-2019
Natisha Lynn JarvisRaymond James Financial Services, Inc.State Farm VP Management Corp.04-12-2019
Lindsey Revere Hansen IIRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.$15005-10-2019
Thomas Michael Udovich Jr.Raymond James Financial Services, Inc.SunTrust Investment Services, Inc.05-10-2019
Frank HujsaRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.05-10-2019
Christopher HartRaymond James Financial Services, Inc.Thrivent Investment Management Inc.06-14-2019
David AhlquistRaymond James Financial Services, Inc.TIAA Financial Services$60005-28-2019
William Francis Gold Jr.Raymond James Financial Services, Inc.UBS Financial Services Inc.$5006-06-2019
Brian Matthew ReesRaymond James Financial Services, Inc.Vantage Financial Group, Inc.06-07-2019
Justin G. DavisRaymond James Financial Services, Inc.Wells Fargo Advisors$12003-18-2019
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Showing 26 to 50 of 67 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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