Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keith Andrew O'BrienRaymond James Financial Services, Inc.LPL Financial LLC$10005-16-2019
Carolyn Louise DiprinzioRaymond James Financial Services, Inc.LPL Financial LLC$5005-16-2019
Lindsey Revere Hansen IIRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.$15005-10-2019
Thomas Michael Udovich Jr.Raymond James Financial Services, Inc.SunTrust Investment Services, Inc.05-10-2019
Frank HujsaRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.05-10-2019
Laurie Lynn WilliamsonRaymond James Financial Services, Inc.Edward Jones05-02-2019
Caroline Thompson CorsoRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2019
David A. McBee, Michael M. Mikeska, Michael Peschel, Brittany SmithRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$58704-30-2019
Michael Jude PeschelRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00004-30-2019
David Allan McBee Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00004-30-2019
Steven James KusRaymond James Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$10004-30-2019
Michael Morris MikeskaRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10004-30-2019
Stephen Kenneth ZinkRaymond James Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC04-30-2019
Joseph Edward McCastlainRaymond James Financial Services, Inc.Mutual of America Life Insurance Company04-29-2019
Sean M. O'BrienRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-26-2019
Loren Paul FiffikRaymond James Financial Services, Inc.PNC Investments$5004-25-2019
Travis Garrett WichmanRaymond James Financial Services, Inc.Morgan Stanley$5004-17-2019
Kelly Allen AngellRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-17-2019
Christopher Michael O'NeillRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$5004-16-2019
Paul David SussmanRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC04-16-2019
Gregory Thomas MatzelleRaymond James Financial Services, Inc.Janney Montgomery Scott LLC$5004-15-2019
Robert E Cappello Jr.Raymond James Financial Services, Inc.Janney Montgomery Scott LLC$5004-15-2019
Kerry Neal RicksRaymond James Financial Services, Inc.Morgan Stanley$1,00004-12-2019
William Marion Roberson IIRaymond James Financial Services, Inc.Morgan Stanley$10004-12-2019
Marc Edward ChamberlinRaymond James Financial Services, Inc.Edward Jones$5004-12-2019
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Showing 26 to 50 of 67 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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