Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Christopher Hart | Raymond James Financial Services, Inc. | Thrivent Investment Management Inc. | — | 06-14-2019 |
| Brian Matthew Rees | Raymond James Financial Services, Inc. | Vantage Financial Group, Inc. | — | 06-07-2019 |
| Philip Brian Chandler | Raymond James Financial Services, Inc. | Gage-Wiley & Co., Inc. | — | 06-05-2019 |
| Robert Lee Moore | Raymond James Financial Services, Inc. | MML Investors Services, LLC | — | 06-03-2019 |
| Erika Shawn Pape | Raymond James Financial Services, Inc. | Key Investment Services LLC | — | 06-03-2019 |
| Francis John Girard III | Raymond James Financial Services, Inc. | Ameriprise Financial Services, Inc. | — | 05-29-2019 |
| Lisa J Bordelon | Raymond James Financial Services, Inc. | Raymond James & Associates, Inc. | — | 05-28-2019 |
| Emily Dawn Bosley | Raymond James Financial Services, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 05-24-2019 |
| Felicia Ann Brightbill | Raymond James Financial Services, Inc. | Edward Jones | — | 05-17-2019 |
| Todd Lynne Cox | Raymond James Financial Services, Inc. | AXA Advisors, LLC | — | 05-17-2019 |
| Kevin Brian Girard | Raymond James Financial Services, Inc. | Ameriprise Financial Services, Inc. | $25 | 05-29-2019 |
| Robin Janet Toms | Raymond James Financial Services, Inc. | Cantella & Co., Inc. | $25 | 05-20-2019 |
| William Francis Gold Jr. | Raymond James Financial Services, Inc. | UBS Financial Services Inc. | $50 | 06-06-2019 |
| Francis James Dunn | Raymond James Financial Services, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $50 | 05-31-2019 |
| John Michael Grover | Raymond James Financial Services, Inc. | Raymond James & Associates, Inc. | $50 | 05-28-2019 |
| Ronnyjane Goldsmith | Raymond James Financial Services, Inc. | Morgan Stanley | $50 | 05-24-2019 |
| Dustin Jay Ness | Raymond James Financial Services, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $50 | 05-24-2019 |
| Austin Norris Heberger Jr. | Raymond James Financial Services, Inc. | Wells Fargo Clearing Services, LLC | $50 | 05-23-2019 |
| Carolyn Louise Diprinzio | Raymond James Financial Services, Inc. | LPL Financial LLC | $50 | 05-16-2019 |
| Kenneth Eugene Riney | Raymond James Financial Services, Inc. | Wells Fargo Clearing Services, LLC | $86 | 05-24-2019 |
| Mary Leanne Scull | Raymond James Financial Services, Inc. | Raymond James & Associates, Inc. | $100 | 05-30-2019 |
| Christopher Lewis Nuetzel | Raymond James Financial Services, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $100 | 05-24-2019 |
| Keith Andrew O'Brien | Raymond James Financial Services, Inc. | LPL Financial LLC | $100 | 05-16-2019 |
| Dustin Ness, Chris Nuetzel, Keith Sweigert | Raymond James Financial Services, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | $300 | 05-24-2019 |
| Austin Heberger, Gavin Lee | Raymond James Financial Services, Inc. | Wells Fargo Clearing Services, LLC | $350 | 05-23-2019 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
