Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Scot Douglas Mulheron | Raymond James Financial Services Advisors, Inc | Raymond James Financial Services, Inc. | — | 01-02-2009 |
| Edward Thomas Baehrend | Raymond James Financial Services Advisors, Inc | Raymond James Financial Services, Inc. | — | 01-02-2009 |
| Ronald Glen Hargis | Raymond James Financial Services Advisors, Inc | Raymond James Financial Services, Inc. | — | 01-02-2009 |
| Sheryl Lynee Johnson | Raymond James Financial Services Advisors, Inc | Raymond James Financial Services, Inc. | — | 01-02-2009 |
| John Barry Gerst | Raymond James Financial Services Advisors, Inc | Raymond James Financial Services, Inc. | — | 01-02-2009 |
| Richard Clarence Grable Jr. | Raymond James Financial Services Advisors, Inc | Raymond James Financial Services, Inc. | — | 01-02-2009 |
| James William Hardaman | Raymond James Financial Services Advisors, Inc | Raymond James Financial Services, Inc. | — | 01-02-2009 |
| Roger Harrington Cox | Raymond James Financial Services Advisors, Inc | Raymond James Financial Services, Inc. | — | 01-02-2009 |
| Randolph Nair Carver | Raymond James Financial Services Advisors, Inc | Raymond James Financial Services, Inc. | — | 01-02-2009 |
| Joyce Marie Sager | Raymond James Financial Services Advisors, Inc | Raymond James Financial Services, Inc. | — | 01-02-2009 |
| Charles Wayne Evans | Raymond James Financial Services Advisors, Inc | Raymond James Financial Services, Inc. | — | 01-02-2009 |
| Kevin Brent Summa | Raymond James Financial Services Advisors, Inc | Raymond James Financial Services, Inc. | — | 01-02-2009 |
| Robert Curtis Fritts | Raymond James Financial Services Advisors, Inc | Raymond James Financial Services, Inc. | — | 01-02-2009 |
| Michael Leroy Shipley | Raymond James Financial Services Advisors, Inc | Raymond James Financial Services, Inc. | — | 01-02-2009 |
| Carolyn Shea Christoferson | Raymond James Financial Services Advisors, Inc | Raymond James Financial Services, Inc. | — | 01-02-2009 |
| James Thomas Barnette Jr. | Raymond James Financial Services Advisors, Inc | Raymond James Financial Services, Inc. | — | 01-02-2009 |
| Gary Lane Pankratz | Raymond James Financial Services Advisors, Inc | Raymond James Financial Services, Inc. | — | 01-02-2009 |
| Stanley John Keating III | Raymond James Financial Services Advisors, Inc | Raymond James Financial Services, Inc. | — | 01-02-2009 |
| David Ignatius Cudo | Raymond James Financial Services Advisors, Inc | Raymond James Financial Services, Inc. | — | 01-02-2009 |
| Jeffrey Allen Stoll | Raymond James Financial Services Advisors, Inc | Raymond James Financial Services, Inc. | — | 01-02-2009 |
| John Virgil Morey | Raymond James Financial Services Advisors, Inc | Raymond James Financial Services, Inc. | — | 01-02-2009 |
| Tammy Lee Winterfeld | Raymond James Financial Services Advisors, Inc | Raymond James Financial Services, Inc. | — | 01-02-2009 |
| Allan Scott Lynn | Raymond James Financial Services Advisors, Inc | Raymond James Financial Services, Inc. | — | 01-02-2009 |
| Matthew Michael Deweese | Raymond James Financial Services Advisors, Inc | Raymond James Financial Services, Inc. | — | 01-02-2009 |
| Arthur Edward Taylor Jr. | Raymond James Financial Services Advisors, Inc | Raymond James Financial Services, Inc. | — | 01-02-2009 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
