Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Martin KoomanRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.$15001-02-2009
Marciasue Schoolfield SpellmanRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Harry Karl FooteRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.$2501-02-2009
Hudson Berney Ragan IiiRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.$5001-02-2009
Kevin Patrick SullivanRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.$101-02-2009
John David SimeoneRaymond James Financial Services Advisors, IncWells Fargo Clearing Services, LLC$2501-02-2009
Todd Matthew WikeRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Jon Emmett ShulerRaymond James Financial Services Advisors, IncWealth Management Associates, Inc.$10001-22-2009
Davis Mikiel BrownRaymond James Financial Services Advisors, IncSA Stone Wealth Management Inc.03-12-2009
Matthew Eric SacharRaymond James Financial Services Advisors, IncMorgan Stanley & Co. LLC$5004-17-2009
Rodney Gordon TalbotRaymond James Financial Services Advisors, IncTalbot Asset Management Corp.$5005-27-2009
Rodney Wayne CarsonRaymond James Financial Services Advisors, IncSpectrum Wealth Advisors, Inc.$5010-02-2009
Wendy Sue WilsonRaymond James Financial Services Advisors, IncSouthworth & Wilson Advisory Corp.$107-02-2010
Carl Christian JorgensenRaymond James Financial Services Advisors, IncCarl Christian Jorgensen$5003-15-2011
Dennis Scott BushRaymond James Financial Services Advisors, IncBush Polen & Associates Inc$2503-25-2011
Chanley Matthew ChristmanRaymond James Financial Services Advisors, IncPierce Financial Planning, Inc.$10008-24-2011
Barbara Allen KoomanRaymond James Financial Services Advisors, IncKooman & Associates, Inc.$5004-02-2012
Thomas Wayne BuckRaymond James Financial Services Advisors, IncThomas W. Buck, Investment Advisor03-28-2013
Michael Edward MaierleRaymond James Financial Services Advisors, IncMML Investors Services, LLC09-13-2013
Mark Robert ZabstRaymond James Financial Services Advisors, IncSPC Financial Inc$1709-27-2013
Joshua Treydan Hatfield CharlesRaymond James Financial Services Advisors, IncSPC Financial Inc$5010-02-2013
Brian Seth OrolRaymond James Financial Services Advisors, IncStrategic Wealth Management$2506-25-2014
Frederick Jack DawsonRaymond James Financial Services Advisors, IncBassett, Dawson & Foy, Inc.$5010-23-2014
Bradley Jason FoyRaymond James Financial Services Advisors, IncBassett, Dawson & Foy, Inc.$2510-23-2014
Brian Douglas DawsonRaymond James Financial Services Advisors, IncBassett, Dawson & Foy, Inc.$2510-23-2014
Next Page »

Showing 1 to 25 of 54 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.