Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam W. FliehmanRegulus Advisors, LLCCetera Advisors LLC07-19-2019
Massimo PaoneRegulus Advisors, LLCAltrius Capital Management, Inc.04-23-2019
Christopher James HoxieRegulus Advisors, LLCBankers Life Securities, Inc.04-06-2019
Anthony Steven ThorntonRegulus Advisors, LLCHilltop Securities Independent Network Inc.03-12-2019
Phillip Wayne OlneyRegulus Advisors, LLCWoodbury Financial Services, Inc.03-07-2019
Retha Diane RishRegulus Advisors, LLCQuestar Capital Corporation02-12-2019
Matthew Paul CourRegulus Advisors, LLCSecurities America, Inc.12-04-2018
Alan E. TomanRegulus Advisors, LLCLincoln Financial Securities Corporation04-06-2018
Louis Ralph PetrilloRegulus Advisors, LLCBoenning & Scattergood, Inc.01-11-2018
Heriberto De Leon Jr.Regulus Advisors, LLCForest Securities, Inc.06-26-2017
Paula Jean ReynoldsRegulus Advisors, LLCQuestar Capital Corporation02-28-2017
John James Goulooze Jr.Regulus Advisors, LLCFifth Third Securities, Inc.08-03-2016
Joshua James FischerRegulus Advisors, LLCMML Investors Services, LLC02-01-2016
Victor ClementRegulus Advisors, LLCTransamerica Financial Advisors, Inc12-21-2015
Cory James ThompsonRegulus Advisors, LLCFirst Independent Financial Services, Inc.11-30-2015
Noah KreimontRegulus Advisors, LLCJ.P. Morgan Securities LLC11-16-2015
David Keith OlsonRegulus Advisors, LLCAmerican Portfolios Financial Services, Inc.01-21-2015
Pansy Louise HeathRegulus Advisors, LLCAmerican Portfolios Financial Services, Inc.01-02-2015
Russell Mckinley WicksallRegulus Advisors, LLCAmerican Portfolios Financial Services, Inc.01-02-2015
Dustin Edward LeachRegulus Advisors, LLCAmerican Portfolios Financial Services, Inc.01-02-2015
Heather Renee ChristmannRegulus Advisors, LLCAmerican Portfolios Financial Services, Inc.01-02-2015
Adam Lee HeinleinRegulus Advisors, LLCAmerican Portfolios Financial Services, Inc.12-08-2014
Robin C. CleggRegulus Advisors, LLCAmerican Portfolios Financial Services, Inc.10-27-2014
James B. DillonRegulus Advisors, LLCProEquities, Inc.09-03-2014
Bari W. Bell Jr.Regulus Advisors, LLCAmerican Portfolios Financial Services, Inc.09-02-2014
Next Page »

Showing 1 to 25 of 40 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.