Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Taylor Ryan JonesResources Investment AdvisorsIndependent Financial Partners12-05-2018
Shawna Dawn ChristiansenResources Investment AdvisorsIndependent Financial Partners10-19-2018
Rylen Takao YamamotoResources Investment AdvisorsIndependent Financial Partners12-03-2018
Robert James Carr IIIResources Investment AdvisorsLPL Financial LLC$10012-16-2016
Robert Erick BjorsethResources Investment AdvisorsNRP Financial, Inc.$2510-13-2010
Richard Keith RobertsonResources Investment AdvisorsLPL Financial LLC$15012-03-2018
Patricia Adele BeverResources Investment AdvisorsGWN Securities Inc.$1009-27-2013
Nicholas Alexander MunozResources Investment AdvisorsWells Fargo Clearing Services, LLC04-26-2016
Mary Katharine StoddardResources Investment AdvisorsGlobal Retirement Partners LLC$10012-03-2019
Mark C MaguireResources Investment AdvisorsResources Investment Advisors01-05-2015
Lloyd Jon EnglemanResources Investment AdvisorsLPL Financial LLC$5012-03-2018
Larry Robert DeatherageResources Investment AdvisorsLPL Financial LLC$15012-03-2018
Larry Edward JonesResources Investment AdvisorsLPL Financial LLC12-05-2018
Joseph Carroll JohnsonResources Investment AdvisorsResources Investment Advisors$5001-02-2015
John Martin ModersonResources Investment AdvisorsAmerican Century Investment Services Inc.11-17-2016
John Fisken KapekResources Investment AdvisorsNrp Advisors, Inc.11-16-2010
Jeffrey Howard NesselResources Investment AdvisorsOppenheimer & Co. Inc.$1005-28-2014
Javier E. Cordero CondeResources Investment AdvisorsAdviseMe National Advisors03-27-2017
Evan Daniel KressResources Investment AdvisorsLPL Financial LLC12-03-2018
Douglas Collin DalzielResources Investment AdvisorsGlobal Retirement Partners LLC$5012-03-2019
David Tyler MoreheadResources Investment AdvisorsLPL Financial LLC12-03-2018
David Scott HindersteinResources Investment AdvisorsLPL Financial LLC$17809-19-2018
David Bruce UtterResources Investment AdvisorsLPL Financial LLC$15012-04-2018
Darren J. BurkeResources Investment AdvisorsLPL Financial LLC12-03-2018
Darrell Thomas AlfordResources Investment AdvisorsLPL Financial LLC$5012-03-2018
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.