Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allie C. RiveraResources Investment AdvisorsLPL Financial LLC09-19-2018
Anthony Michael FranchimoneResources Investment AdvisorsLPL Financial LLC12-05-2018
Benjamin James HodgeResources Investment AdvisorsIndependent Financial Partners12-03-2018
Bradford Eugene HarrisResources Investment AdvisorsFirst Heartland Capital, Inc.04-14-2018
Carey Bret MorrisonResources Investment AdvisorsLPL Financial LLC08-31-2015
Daniel R. CasellaResources Investment AdvisorsLPL Financial LLC09-21-2018
Daniel Thomas DuboisResources Investment AdvisorsIndependent Financial Partners12-04-2018
Darrell Thomas AlfordResources Investment AdvisorsLPL Financial LLC12-03-2018
Darren J. BurkeResources Investment AdvisorsLPL Financial LLC12-03-2018
David Bruce UtterResources Investment AdvisorsLPL Financial LLC12-04-2018
David Scott HindersteinResources Investment AdvisorsLPL Financial LLC09-19-2018
David Tyler MoreheadResources Investment AdvisorsLPL Financial LLC12-03-2018
Gary Allen ScottResources Investment AdvisorsResources Investment Advisors06-13-2017
Javier E. Cordero CondeResources Investment AdvisorsAdviseMe National Advisors03-27-2017
Jeffrey Howard NesselResources Investment AdvisorsOppenheimer & Co. Inc.05-28-2014
John Bertram HullResources Investment AdvisorsTriad Advisors LLC08-16-2017
John Fisken KapekResources Investment AdvisorsLPL Financial LLC01-05-2015
John Fisken KapekResources Investment AdvisorsNrp Advisors, Inc.11-16-2010
Joseph Carroll JohnsonResources Investment AdvisorsLPL Financial LLC04-21-2011
Keith Anthony GuertinResources Investment AdvisorsLPL Financial LLC05-08-2015
Larry Edward JonesResources Investment AdvisorsIndependent Financial Partners12-05-2018
Larry Robert DeatherageResources Investment AdvisorsLPL Financial LLC12-03-2018
Lloyd Jon EnglemanResources Investment AdvisorsLPL Financial LLC12-03-2018
Mark Cahill MaguireResources Investment AdvisorsLPL Financial LLC01-02-2013
Nicholas Alexander MunozResources Investment AdvisorsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-26-2016
Next Page »

Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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