Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Travis King, Brian Rathbun, Tony Schock, John Bradley Robert W. Baird & Co.UBS Financial Services$75004-04-2019
Victor LaRosaRobert W. Baird & Co.Morgan Stanley Wealth Management$20503-26-2019
Dave Comer Robert W. Baird & Co.Wells Fargo Advisors$9403-26-2019
Justin Nichols Robert W. Baird & Co.Wells Fargo Advisors$25003-19-2019
Robert Schrieber, Terry Foster, John Wedell, Scott KomaromyRobert W. Baird & Co.Wells Fargo Advisors$38103-04-2019
Richard Fisher and Dan SullivanRobert W. Baird & Co.Oppenheimer$22811-30-2018
John L. ArmisteadRobert W. Baird & Co.Wells Fargo Advisors$9011-28-2018
Cathie G. ColemanRobert W. Baird & Co.Wells Fargo Advisors$22010-05-2018
Gerald G. ColemanRobert W. Baird & Co.Wells Fargo Advisors$22010-05-2018
Kris CallawayRobert W. Baird & Co.Morgan Stanley Wealth Management$39010-02-2018
Paisley Wessel, Cory WesselRobert W. Baird & Co.Wells Fargo Advisors$12509-19-2018
Barbara PaneralRobert W. Baird & Co.Wells Fargo Advisors$11209-07-2018
Harry Buchanan Smith III, Daniel BryantRobert W. Baird & Co.Wells Fargo Advisors$15008-06-2018
Michael BarthRobert W. Baird & Co.UBS Financial Services$10407-23-2018
William Luthy, Tina McCallumRobert W. Baird & Co.Morgan Stanley Wealth Management$13507-20-2018
Karla Olson-Bellfi, Thai-Vi Pham, Omer Bellfi Robert W. Baird & Co.Wells Fargo Advisors$47505-23-2018
John Mathey, Dan Mirabella Robert W. Baird & Co.Wells Fargo Advisors$30505-23-2018
Dobbin McCrea Jr., Kevin A. RollwagenRobert W. Baird & Co.Morgan Stanley Wealth Management$9805-23-2018
Gordon Knuth, Lisa Gorodenski, Nicholas AugustRobert W. Baird & Co.Morgan Stanley Wealth Management$13605-07-2018
Bill FedorRobert W. Baird & Co.Wells Fargo Advisors$20605-04-2018
Irv MindesRobert W. Baird & Co.Wells Fargo Advisors$36005-04-2018
Richard L. BingamanRobert W. Baird & Co.Edward Jones$16802-27-2018
Margaret R. Price, Sarah K. Springer and Grant F. ShearerRobert W. Baird & Co.Wells Fargo Advisors$1,00011-30-2017
C. Gene Jester, Bert Cort Lester BennettRobert W. Baird & Co.Morgan Stanley Wealth Management$21010-31-2017
Ken WilliamsRobert W. Baird & Co.Wells Fargo Advisors$15009-18-2017
Next Page »

Showing 1 to 25 of 101 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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