Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Justin Nichols Robert W. Baird & Co.Wells Fargo Advisors$25003-08-2019
Cathie G. ColemanRobert W. Baird & Co.Wells Fargo Advisors$22010-05-2018
Gerald G. ColemanRobert W. Baird & Co.Wells Fargo Advisors$22010-05-2018
Kris CallawayRobert W. Baird & Co.Morgan Stanley Wealth Management$39010-02-2018
Paisley Wessel, Cory WesselRobert W. Baird & Co.Wells Fargo Advisors$12509-19-2018
Robert Schrieber, Terry Foster, John Wedell, Scott KomaromyRobert W. Baird & Co.Wells Fargo Advisors$38103-01-2019
Richard Fisher and Dan SullivanRobert W. Baird & Co.Oppenheimer$22811-30-2018
Barbara PaneralRobert W. Baird & Co.Wells Fargo Advisors$11204-26-2018
Harry Buchanan Smith III, Daniel BryantRobert W. Baird & Co.Wells Fargo Advisors$15008-06-2018
William Luthy, Tina McCallumRobert W. Baird & Co.Morgan Stanley Wealth Management$13507-20-2018
Dobbin McCrea Jr., Kevin A. RollwagenRobert W. Baird & Co.Morgan Stanley Wealth Management$9805-23-2018
John Mathey, Dan Mirabella Robert W. Baird & Co.Wells Fargo Advisors$30505-23-2018
Karla Olson-Bellfi, Thai-Vi Pham, Omer Bellfi Robert W. Baird & Co.Wells Fargo Advisors$47505-23-2018
Bill FedorRobert W. Baird & Co.Wells Fargo Advisors$20605-04-2018
Irv MindesRobert W. Baird & Co.Wells Fargo Advisors$36005-04-2018
Richard L. BingamanRobert W. Baird & Co.Edward Jones$16802-27-2018
Margaret R. Price, Sarah K. Springer and Grant F. ShearerRobert W. Baird & Co.Wells Fargo Advisors$1,00011-30-2017
C. Gene Jester, Bert Cort Lester BennettRobert W. Baird & Co.Morgan Stanley Wealth Management$21010-31-2017
Ken WilliamsRobert W. Baird & Co.Wells Fargo Advisors$15009-18-2017
Thomas Marchal Robert W. Baird & Co.Morgan Stanley Wealth Management$17509-18-2017
Jeffrey TolbertRobert W. Baird & Co.UBS Financial Services$17805-16-2017
Keith Epstein, Andrew OremlandRobert W. Baird & Co.Wells Fargo Advisors$24312-19-2016
Robert BrowneRobert W. Baird & Co.Wells Fargo Advisors$14612-19-2016
Jeff Cohen, Christian Clinton, Jena Burrows Robert W. Baird & Co.Wells Fargo Advisors$34310-26-2016
Brian NetheryRobert W. Baird & Co.Stifel Nicolaus & Co.$14011-06-2015
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Showing 1 to 25 of 93 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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