Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander S. CushnerRobert W. Baird & Co.Credit Suisse Wealth Services$30010-05-2011
Barbara PaneralRobert W. Baird & Co.Wells Fargo Advisors$11204-26-2018
Barbara WoolhandlerRobert W. Baird & Co.Morgan Stanley Wealth Management$26003-06-2015
Bill FedorRobert W. Baird & Co.Wells Fargo Advisors$20605-04-2018
Brian NetheryRobert W. Baird & Co.Stifel Nicolaus & Co.$14011-06-2015
C. Gene Jester, Bert Cort Lester BennettRobert W. Baird & Co.Morgan Stanley Wealth Management$21010-31-2017
Cathie G. ColemanRobert W. Baird & Co.Wells Fargo Advisors$22010-05-2018
Christopher J. CoburnRobert W. Baird & Co.RBC Wealth Management$15008-29-2014
Clark Robert "Rob" NyeRobert W. Baird & Co.Seattle Northwest Securities$22008-31-2011
Clay Ryan, Harold Ryan, Wes OliverRobert W. Baird & Co.Wells Fargo Advisors$23003-16-2011
Daniel J. Cairns, John C. KayRobert W. Baird & Co.Wells Fargo Advisors$10012-05-2011
Daniel J. PhillipsRobert W. Baird & Co.UBS Financial Services$10506-18-2013
David L. LouthanRobert W. Baird & Co.Wedbush Securities$8012-05-2011
David Marshall, Gavin AmatoRobert W. Baird & Co.Morgan Stanley Wealth Management$40005-04-2011
David Schwarz, Matthew BrunerRobert W. Baird & Co.Morgan Stanley Wealth Management$10006-16-2011
Dobbin McCrea Jr., Kevin A. RollwagenRobert W. Baird & Co.Morgan Stanley Wealth Management$9805-23-2018
Dominic Capuano, Timothy M. ButlerRobert W. Baird & Co.Charles Schwab$60009-06-2011
Douglas W. MabieRobert W. Baird & Co.William Blair & Co.$80004-25-2012
Drew PerrymanRobert W. Baird & Co.Morgan Stanley Wealth Management$12002-16-2011
Francis RocheRobert W. Baird & Co.RBC Wealth Management03-17-2014
Fred GartrellRobert W. Baird & Co.Charles Schwab$42510-08-2012
Fred Wheeler, Jan Bayle, Alex Wheeler, Barbara Campbell, Jery MarianiRobert W. Baird & Co.Morgan Stanley Wealth Management$25008-15-2011
Frederick Gollier, Michael Henning, Christopher WatersRobert W. Baird & Co.Wells Fargo Advisors$21502-07-2014
Gerald D. Brennan, James R. Seidel, Lynn L. KittelsonRobert W. Baird & Co.UBS Financial Services $21503-18-2013
Gerald G. ColemanRobert W. Baird & Co.Wells Fargo Advisors$22010-05-2018
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Showing 1 to 25 of 93 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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