Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rebecca Gadus, Jeffrey Carroll, Tyson EubanksRobert W. Baird & Co.UBS Financial Services02-27-2015
James W. McGuireRobert W. Baird & Co.Wells Fargo Advisors09-02-2014
Joseph H. McAuley, Jr.Robert W. Baird & Co.Wells Fargo Advisors04-04-2014
Francis RocheRobert W. Baird & Co.RBC Wealth Management03-17-2014
Greg T. Evans, Stephen Allain, Jerred R. Crumley Robert W. Baird & Co.Wells Fargo Advisors07-03-2013
John T. BarnefieldRobert W. Baird & Co.Wells Fargo Advisors07-03-2013
Richard W. Ashcroft, Darrell J. Pesek Robert W. Baird & Co.Wells Fargo Advisors07-03-2013
William W. BarrowRobert W. Baird & Co.Wells Fargo Advisors07-03-2013
Thomas S. DavisRobert W. Baird & Co.Wells Fargo Advisors04-09-2013
Lawrence I. MagidRobert W. Baird & Co.Wells Fargo Advisors$6001-24-2014
John N. HuynhRobert W. Baird & Co.Morgan Stanley Wealth Management$6007-19-2013
Jayson BalesRobert W. Baird & Co.MML Investors Services$6506-28-2012
Mary Howard, William PerryRobert W. Baird & Co.Wells Fargo Advisors$7006-01-2011
David L. LouthanRobert W. Baird & Co.Wedbush Securities$8012-05-2011
Richard NigroRobert W. Baird & Co.Morgan Stanley Wealth Management$8209-01-2011
Jim VermilyeRobert W. Baird & Co.LPL Financial$8508-10-2012
Dobbin McCrea Jr., Kevin A. RollwagenRobert W. Baird & Co.Morgan Stanley Wealth Management$9805-23-2018
Michael J. GegenRobert W. Baird & Co.RBC Wealth Management$10005-23-2014
Daniel J. Cairns, John C. KayRobert W. Baird & Co.Wells Fargo Advisors$10012-05-2011
Philip HolbertRobert W. Baird & Co.Morgan Stanley Wealth Management$10010-28-2011
David Schwarz, Matthew BrunerRobert W. Baird & Co.Morgan Stanley Wealth Management$10006-16-2011
Jim Ritchay Jr.Robert W. Baird & Co.Morgan Stanley Wealth Management$10005-13-2011
Jeffrey H. Gawelski, John "J.R." Richards, Linda DavisRobert W. Baird & Co.UBS Financial Services$10002-01-2011
Kim GiannoneRobert W. Baird & Co.Wells Fargo Advisors$10511-06-2015
Daniel J. PhillipsRobert W. Baird & Co.UBS Financial Services$10506-18-2013
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Showing 1 to 25 of 93 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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