Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kim GiannoneRobert W. Baird & Co.Wells Fargo Advisors$10511-06-2015
Robert L. GormanRobert W. Baird & Co.Morgan Stanley Wealth Management$21005-21-2015
Michael J. McHughRobert W. Baird & Co.Charles Schwab$35004-02-2015
Barbara WoolhandlerRobert W. Baird & Co.Morgan Stanley Wealth Management$26003-06-2015
Rebecca Gadus, Jeffrey Carroll, Tyson EubanksRobert W. Baird & Co.UBS Financial Services02-27-2015
Patrick Cook, Nathan CookRobert W. Baird & Co.UBS Financial Services$17002-02-2015
James W. McGuireRobert W. Baird & Co.Wells Fargo Advisors09-02-2014
Christopher J. CoburnRobert W. Baird & Co.RBC Wealth Management$15008-29-2014
Monty G. ReedyRobert W. Baird & Co.RBC Wealth Management$13006-18-2014
Michael J. GegenRobert W. Baird & Co.RBC Wealth Management$10005-23-2014
Joseph H. McAuley, Jr.Robert W. Baird & Co.Wells Fargo Advisors04-04-2014
Francis RocheRobert W. Baird & Co.RBC Wealth Management03-17-2014
Frederick Gollier, Michael Henning, Christopher WatersRobert W. Baird & Co.Wells Fargo Advisors$21502-07-2014
Lawrence I. MagidRobert W. Baird & Co.Wells Fargo Advisors$6001-24-2014
Kevin J. CrossRobert W. Baird & Co.Charles Schwab$40011-25-2013
Richard W. Andersen, Eric R. AndersenRobert W. Baird & Co.UBS Financial Services$16508-09-2013
John N. HuynhRobert W. Baird & Co.Morgan Stanley Wealth Management$6007-19-2013
Greg T. Evans, Stephen Allain, Jerred R. Crumley Robert W. Baird & Co.Wells Fargo Advisors07-03-2013
John T. BarnefieldRobert W. Baird & Co.Wells Fargo Advisors07-03-2013
Richard W. Ashcroft, Darrell J. Pesek Robert W. Baird & Co.Wells Fargo Advisors07-03-2013
William W. BarrowRobert W. Baird & Co.Wells Fargo Advisors07-03-2013
Daniel J. PhillipsRobert W. Baird & Co.UBS Financial Services$10506-18-2013
Paul J. DonnellyRobert W. Baird & Co.William Blair & Co.$20005-23-2013
J. Gillette Burns, Orlando C. Montesino, Andrew A. AtkinsonRobert W. Baird & Co.Wells Fargo Advisors$47004-09-2013
Richard G. Pfeil, Matthew Leatherwood, C. Nelson Shields, Jr.Robert W. Baird & Co.Wells Fargo Advisors$30004-09-2013
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Showing 26 to 50 of 93 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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