Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas S. DavisRobert W. Baird & Co.Wells Fargo Advisors04-09-2013
Gerald D. Brennan, James R. Seidel, Lynn L. KittelsonRobert W. Baird & Co.UBS Financial Services $21503-18-2013
Jospeh A. Lipe, John B. LipeRobert W. Baird & Co.Morgan Stanley Wealth Management$25002-15-2013
Kevin PhillipsRobert W. Baird & Co.Wells Fargo Advisors$10502-15-2013
Ken Belter, Will SchafflerRobert W. Baird & Co.Citigroup$13010-11-2012
Fred GartrellRobert W. Baird & Co.Charles Schwab$42510-08-2012
Jim VermilyeRobert W. Baird & Co.LPL Financial$8508-10-2012
Jayson BalesRobert W. Baird & Co.MML Investors Services$6506-28-2012
Matthew Fields, Tonya NicholsRobert W. Baird & Co.Bank of America Merrill Lynch$17006-28-2012
Patty EstopinalRobert W. Baird & Co.Morgan Stanley Wealth Management$17506-28-2012
John DuguidRobert W. Baird & Co.Morgan Stanley Wealth Management$13504-27-2012
Douglas W. MabieRobert W. Baird & Co.William Blair & Co.$80004-25-2012
The Buskey McGinty GroupRobert W. Baird & Co.Wells Fargo Advisors$26503-01-2012
The RHY GroupRobert W. Baird & Co.Morgan Stanley Wealth Management$35002-03-2012
Neil E. Grant, Luke HallidayRobert W. Baird & Co.Morgan Stanley Wealth Management$34312-14-2011
Daniel J. Cairns, John C. KayRobert W. Baird & Co.Wells Fargo Advisors$10012-05-2011
David L. LouthanRobert W. Baird & Co.Wedbush Securities$8012-05-2011
Philip HolbertRobert W. Baird & Co.Morgan Stanley Wealth Management$10010-28-2011
Tom ShipleyRobert W. Baird & Co.Wedbush Securities$13510-21-2011
Alexander S. CushnerRobert W. Baird & Co.Credit Suisse Wealth Services$30010-05-2011
Russell P. HuebschleRobert W. Baird & Co.Credit Suisse Wealth Services$14010-05-2011
William Norris, Shawn SmithRobert W. Baird & Co.Charles Schwab$64010-04-2011
Dominic Capuano, Timothy M. ButlerRobert W. Baird & Co.Charles Schwab$60009-06-2011
Richard NigroRobert W. Baird & Co.Morgan Stanley Wealth Management$8209-01-2011
Clark Robert "Rob" NyeRobert W. Baird & Co.Seattle Northwest Securities$22008-31-2011
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Showing 51 to 75 of 93 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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