Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Fred Wheeler, Jan Bayle, Alex Wheeler, Barbara Campbell, Jery MarianiRobert W. Baird & Co.Morgan Stanley Wealth Management$25008-15-2011
Scott WoodsRobert W. Baird & Co.Wells Fargo Advisors$39007-18-2011
David Schwarz, Matthew BrunerRobert W. Baird & Co.Morgan Stanley Wealth Management$10006-16-2011
John Fitzgibbons, Joyce Linker, Kate LeClairRobert W. Baird & Co.ThinkEquity$30006-08-2011
Mary Howard, William PerryRobert W. Baird & Co.Wells Fargo Advisors$7006-01-2011
John DiemerRobert W. Baird & Co.Morgan Stanley Wealth Management$11005-20-2011
Jim Ritchay Jr.Robert W. Baird & Co.Morgan Stanley Wealth Management$10005-13-2011
David Marshall, Gavin AmatoRobert W. Baird & Co.Morgan Stanley Wealth Management$40005-04-2011
The Allman-Bobbie GroupRobert W. Baird & Co.Morgan Stanley Wealth Management$15004-25-2011
Jason SchlesingerRobert W. Baird & Co.Wells Fargo Advisors$20003-24-2011
Clay Ryan, Harold Ryan, Wes OliverRobert W. Baird & Co.Wells Fargo Advisors$23003-16-2011
The Crawford, Holzrichter & Morrison GroupRobert W. Baird & Co.Morgan Stanley Wealth Management$19502-22-2011
Drew PerrymanRobert W. Baird & Co.Morgan Stanley Wealth Management$12002-16-2011
Jeffrey H. Gawelski, John "J.R." Richards, Linda DavisRobert W. Baird & Co.UBS Financial Services$10002-01-2011
John Frisbie, Lee Carlin, Roger CracraftRobert W. Baird & Co.Morgan Stanley Wealth Management$45009-22-2010
The Parrott, Forbes & Floyd GroupRobert W. Baird & Co.Morgan Stanley Wealth Management$35006-11-2010
Paul Westphal, John Ethington, Dan Gilipsky, Tyler BriggsRobert W. Baird & Co.UBS Financial Services$16006-09-2010
Russ Guard & Jacob DuffyRobert W. Baird & Co.Morgan Stanley Wealth Management$15003-28-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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