Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kris CallawayRobert W. Baird & Co.Morgan Stanley$39010-02-2018
William Luthy, Tina McCallumRobert W. Baird & Co.Morgan Stanley$13507-20-2018
Dobbin McCrea Jr., Kevin A. RollwagenRobert W. Baird & Co.Morgan Stanley$9805-23-2018
C. Gene Jester, Bert Cort Lester BennettRobert W. Baird & Co.Morgan Stanley$21010-31-2017
Robert L. GormanRobert W. Baird & Co.Morgan Stanley$21005-21-2015
Barbara WoolhandlerRobert W. Baird & Co.Morgan Stanley$26003-06-2015
John N. HuynhRobert W. Baird & Co.Morgan Stanley$6007-19-2013
Malcolm H. Liles, William N. Liles, Sherri A. MinunnoRobert W. Baird & Co.Morgan Stanley$58505-10-2013
Jospeh A. Lipe, John B. LipeRobert W. Baird & Co.Morgan Stanley$25002-15-2013
Jon Narmi, Charlie Narmi, Theresa RynaskiRobert W. Baird & Co.Morgan Stanley$33009-14-2012
Patty EstopinalRobert W. Baird & Co.Morgan Stanley$17506-28-2012
John DuguidRobert W. Baird & Co.Morgan Stanley$13504-27-2012
The RHY GroupRobert W. Baird & Co.Morgan Stanley$35002-03-2012
Neil E. Grant, Luke HallidayRobert W. Baird & Co.Morgan Stanley$34312-14-2011
Philip HolbertRobert W. Baird & Co.Morgan Stanley$10010-28-2011
Richard NigroRobert W. Baird & Co.Morgan Stanley$8209-01-2011
Fred Wheeler, Jan Bayle, Alex Wheeler, Barbara Campbell, Jery MarianiRobert W. Baird & Co.Morgan Stanley$25008-15-2011
David Schwarz, Matthew BrunerRobert W. Baird & Co.Morgan Stanley$10006-16-2011
John DiemerRobert W. Baird & Co.Morgan Stanley$11005-20-2011
Jim Ritchay Jr.Robert W. Baird & Co.Morgan Stanley$10005-13-2011
David Marshall, Gavin AmatoRobert W. Baird & Co.Morgan Stanley$40005-04-2011
The Allman-Bobbie GroupRobert W. Baird & Co.Morgan Stanley$15004-25-2011
The Crawford, Holzrichter & Morrison GroupRobert W. Baird & Co.Morgan Stanley$19502-22-2011
Drew PerrymanRobert W. Baird & Co.Morgan Stanley$12002-16-2011
John Frisbie, Lee Carlin, Roger CracraftRobert W. Baird & Co.Morgan Stanley$45009-22-2010
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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