Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barbara PaneralRobert W. Baird & Co.Wells Fargo Advisors$11204-26-2018
Bill FedorRobert W. Baird & Co.Wells Fargo Advisors$20605-04-2018
Cathie G. ColemanRobert W. Baird & Co.Wells Fargo Advisors$22010-05-2018
Clay Ryan, Harold Ryan, Wes OliverRobert W. Baird & Co.Wells Fargo Advisors$23003-16-2011
Daniel J. Cairns, John C. KayRobert W. Baird & Co.Wells Fargo Advisors$10012-05-2011
Frederick Gollier, Michael Henning, Christopher WatersRobert W. Baird & Co.Wells Fargo Advisors$21502-07-2014
Gerald G. ColemanRobert W. Baird & Co.Wells Fargo Advisors$22010-05-2018
Greg T. Evans, Stephen Allain, Jerred R. CrumleyRobert W. Baird & Co.Wells Fargo Advisors07-03-2013
Harry Buchanan Smith III, Daniel BryantRobert W. Baird & Co.Wells Fargo Advisors$15008-06-2018
Irv MindesRobert W. Baird & Co.Wells Fargo Advisors$36005-04-2018
J. Gillette Burns, Orlando C. Montesino, Andrew A. AtkinsonRobert W. Baird & Co.Wells Fargo Advisors$47004-09-2013
James W. McGuireRobert W. Baird & Co.Wells Fargo Advisors09-02-2014
Jason SchlesingerRobert W. Baird & Co.Wells Fargo Advisors$20003-24-2011
Jeff Cohen, Christian Clinton, Jena BurrowsRobert W. Baird & Co.Wells Fargo Advisors$34310-26-2016
John Mathey, Dan MirabellaRobert W. Baird & Co.Wells Fargo Advisors$30505-23-2018
John T. BarnefieldRobert W. Baird & Co.Wells Fargo Advisors07-03-2013
Joseph H. McAuley, Jr.Robert W. Baird & Co.Wells Fargo Advisors04-04-2014
Justin NicholsRobert W. Baird & Co.Wells Fargo Advisors$25003-08-2019
Karla Olson-Bellfi, Thai-Vi Pham, Omer BellfiRobert W. Baird & Co.Wells Fargo Advisors$47505-23-2018
Keith Epstein, Andrew OremlandRobert W. Baird & Co.Wells Fargo Advisors$24312-19-2016
Ken WilliamsRobert W. Baird & Co.Wells Fargo Advisors$15009-18-2017
Kevin PhillipsRobert W. Baird & Co.Wells Fargo Advisors$10502-15-2013
Kim GiannoneRobert W. Baird & Co.Wells Fargo Advisors$10511-06-2015
Lawrence I. MagidRobert W. Baird & Co.Wells Fargo Advisors$6001-24-2014
Margaret R. Price, Sarah K. Springer and Grant F. ShearerRobert W. Baird & Co.Wells Fargo Advisors$1,00011-30-2017
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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