Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Ryan MolnarRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.11-01-2019
Timothy Michael PenniseRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$5009-04-2019
Eric J. DahlRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.09-04-2019
Travis Wayne KingRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$15003-29-2019
Anthony Vincent SchockRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$1003-29-2019
Brian Edward RathbunRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$1003-29-2019
Thomas Joseph J. LaneRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.03-11-2019
John Spencer BradleyRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.02-12-2019
David Patrick BeyerleRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.02-12-2019
Michael David BarthRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.07-20-2018
Jeffrey Brian TolbertRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$10005-12-2017
Anthony J. CapitaniRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.05-12-2017
David Wingate D'AlessandroRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.09-26-2016
Matthew Alexander CashRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.04-04-2016
Ivana MarichRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.02-16-2016
George Allen GalewskiRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$2509-04-2015
Michael James CharboneauRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.07-10-2015
Eric Rejean PronovostRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$5005-15-2015
Jeffrey Wayne CarrollRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$10002-27-2015
Rebecca L GadusRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$10002-27-2015
David Tyson EubanksRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$1002-27-2015
Patrick Lacy CookRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.02-02-2015
Nathan Travis CookRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.02-02-2015
Eric Olaf FroistadRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$1012-26-2014
Christian Nesset TietzRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.10-01-2014
Next Page »

Showing 1 to 25 of 48 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.