Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Stewart HedleyRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$5002-20-2009
Joseph Robert MayeRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$5002-27-2009
John Brian MccallumRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$15002-27-2009
Geoffrey Christopher LaughlinRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$10003-06-2009
Charles Alexander Stewart JrRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.03-26-2009
Robert J MccarronRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.01-29-2010
Robert Joseph Mccarron JrRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.01-29-2010
Dan Thomas GilipskyRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$2505-28-2010
Paul Westphal John Ethington Dan Gilipsky Tyler BriggsRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$16006-09-2010
Peter Bellson LevyRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$5009-01-2010
Jeffrey Howard GawelskiRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$10001-07-2011
Jeffrey H Gawelski John JR Richards Linda DavisRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$10002-01-2011
Karen Barbara HeintzRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.10-25-2012
Gerald D Brennan James R Seidel Lynn L KittelsonRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$21503-18-2013
Gerald D BrennanRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$10003-18-2013
Daniel J PhillipsRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$10506-18-2013
Daniel John PhillipsRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$6806-18-2013
Richard W Andersen Eric R AndersenRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$16508-09-2013
Richard Wayne AndersenRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.08-09-2013
Eric Richard AndersenRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$15008-09-2013
Thomas Matthew GlynnRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$10002-28-2014
Eric Olaf FroistadRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.12-26-2014
Patrick Cook Nathan CookRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$17002-02-2015
Nathan Travis CookRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.02-02-2015
Rebecca Gadus Jeffrey Carroll Tyson EubanksRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.02-27-2015
Next Page »

Showing 1 to 25 of 46 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.