Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradley Raymond LundquistRobert W. Baird & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5203-13-2009
Jacob Andrew DuffyRobert W. Baird & Co. IncorporatedMorgan Stanley$5003-12-2010
Peter Matthew LisickyRobert W. Baird & Co. IncorporatedVanguard Marketing Corporation02-20-2013
Thomas Matthew GlynnRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$10002-28-2014
David E MathiasRobert W. Baird & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-07-2014
Christopher Alan HisleRobert W. Baird & Co. IncorporatedMorgan Stanley09-25-2014
Marc Christopher MillerRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$15010-17-2014
Todd Michael ReegRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC10-17-2014
Karen Lee StepanskiRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC03-13-2015
Kirk Wayne DillerRobert W. Baird & Co. IncorporatedMorgan Stanley10-16-2017
Irv MindesRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$36005-04-2018
Bill FedorRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$20605-04-2018
Irving MindesRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC05-04-2018
William S Fedor JrRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$1,00005-04-2018
Jennifer Suzanne MillsRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$1,00006-19-2018
Thomas Allen DuplainRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$10010-17-2018
Jason Patrick TuretzkyRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC10-17-2018
Pamela Jean MitchellRobert W. Baird & Co. IncorporatedMorgan Stanley$5001-11-2019
Victor Louis LarosaRobert W. Baird & Co. IncorporatedMorgan Stanley$10001-11-2019
Deenna Schunk-PeruRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC01-17-2019
Tessa Anne WoodRobert W. Baird & Co. IncorporatedMorgan Stanley06-07-2019
Larry Wayne OsaRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC$5006-21-2019
William Caine SchlofmanRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC08-09-2019

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.