Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Lucas Armistead IiiRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC11-28-2018
Paisley Wessel Cory WesselRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$12509-19-2018
Paisley Dennehy WesselRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$1,00008-30-2018
Cory Michael WesselRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC08-30-2018
Harry Buchanan Smith III Daniel BryantRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$15008-06-2018
Harry Buchanan Smith IiiRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$10008-03-2018
Daniel Wade BryantRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$5008-03-2018
C Gene Jester Bert Cort Lester BennettRobert W. Baird & Co. IncorporatedMorgan Stanley$21010-31-2017
Cecil Gene JesterRobert W. Baird & Co. IncorporatedMorgan Stanley10-27-2017
Tracie Ann LeggRobert W. Baird & Co. IncorporatedMorgan Stanley10-27-2017
Bert Lester Bennett IvRobert W. Baird & Co. IncorporatedMorgan Stanley10-27-2017
Emma Elizabeth JacksonRobert W. Baird & Co. IncorporatedMorgan Stanley10-27-2017
Kathryn NusbaumRobert W. Baird & Co. IncorporatedVanguard Marketing Corporation09-22-2015
Robert Louis Stiles JrRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC$2503-24-2014
Deidre T CaldwellRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC03-24-2014
Jospeh A Lipe John B LipeRobert W. Baird & Co. IncorporatedMorgan Stanley$25002-15-2013
Kevin PhillipsRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$10502-15-2013
Joseph Alexander LipeRobert W. Baird & Co. IncorporatedMorgan Stanley02-15-2013
Kevin Dean PhillipsRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC02-15-2013
John Benjamin LipeRobert W. Baird & Co. IncorporatedMorgan Stanley02-15-2013
John Carl DuguidRobert W. Baird & Co. IncorporatedMorgan Stanley$5003-16-2012
Frances Dayton BobbieRobert W. Baird & Co. IncorporatedMorgan Stanley$7702-17-2012
John Hamilton AllmanRobert W. Baird & Co. IncorporatedMorgan Stanley02-17-2012
Drayton Landrum HendersonRobert W. Baird & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15009-15-2011
The Allman-Bobbie GroupRobert W. Baird & Co. IncorporatedMorgan Stanley$15004-25-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.