Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Lucas Armistead IIIRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC11-28-2018
Paisley Dennehy WesselRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$1,00008-30-2018
Cory Michael WesselRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC08-30-2018
Harry Buchanan Smith IIIRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$10008-03-2018
Bert Lester Bennett IVRobert W. Baird & Co. IncorporatedMorgan Stanley10-27-2017
David Wingate D'AlessandroRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.09-26-2016
Kathryn NusbaumRobert W. Baird & Co. IncorporatedVanguard Marketing Corporation09-22-2015
Robert Louis Stiles Jr.Robert W. Baird & Co. IncorporatedRBC Capital Markets, LLC$2503-24-2014
Robert L. Stiles IIIRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC03-24-2014
Kevin Dean PhillipsRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$5002-15-2013
Joseph Alexander LipeRobert W. Baird & Co. IncorporatedMorgan Stanley02-15-2013
John Benjamin LipeRobert W. Baird & Co. IncorporatedMorgan Stanley02-15-2013
John Carl DuguidRobert W. Baird & Co. IncorporatedMorgan Stanley$10003-16-2012
Frances Dayton Bobbie, John Hamilton AllmanRobert W. Baird & Co. IncorporatedMorgan Stanley02-17-2012
Drayton Landrum HendersonRobert W. Baird & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated09-15-2011
Carolyn Sperry LeithRobert W. Baird & Co. IncorporatedMorgan Stanley$10012-03-2010
Jeffrey Kent TrollingerRobert W. Baird & Co. IncorporatedVALIC Financial Advisors, Inc.10-23-2009
Jon Scott BoltonRobert W. Baird & Co. IncorporatedMorgan Stanley10-23-2009
Landrum Hazel Henderson Jr.Robert W. Baird & Co. IncorporatedBanc of America Investment Services, Inc.10-19-2009

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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