Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Travis Wayne KingRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$15003-29-2019
David Patrick BeyerleRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.02-12-2019
Randy Jay YoderRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC11-06-2018
Stacie Ann KoestersRobert W. Baird & Co. IncorporatedMorgan Stanley10-01-2018
Thomas K ArbeznikRobert W. Baird & Co. IncorporatedMorgan Stanley$5008-17-2018
James Donald KempRobert W. Baird & Co. IncorporatedJ.J.B. Hilliard, W.L. Lyons, LLC$15005-31-2018
Pamela Joan KiltauRobert W. Baird & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-28-2016
Joseph Daniel Krueger IIRobert W. Baird & Co. IncorporatedStifel, Nicolaus & Company, Incorporated$5010-19-2015
Robert Lazarus GormanRobert W. Baird & Co. IncorporatedMorgan Stanley$10005-21-2015
Julie Tapke DusingRobert W. Baird & Co. IncorporatedCetera Investment Services LLC$2503-05-2015
Christine Marie BennerRobert W. Baird & Co. IncorporatedThrivent Investment Management Inc.01-22-2014
Michael Anderson CoombeRobert W. Baird & Co. Incorporated1919 Investment Counsel, LLC12-30-2011
David Howard Schwarz, Deborah Kay Stevens, Matthew Duane BrunerRobert W. Baird & Co. IncorporatedMorgan Stanley$10006-16-2011
Robert J. McCarron, Robert Joseph McCarron Jr.Robert W. Baird & Co. IncorporatedUBS Financial Services Inc.01-29-2010
Michael John BongersRobert W. Baird & Co. IncorporatedMorgan Stanley$2501-15-2010
Michael P. RoethlerRobert W. Baird & Co. IncorporatedMorgan Stanley01-15-2010
Mark Martin WaickmanRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$10003-13-2009
Jon David BrauschRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC03-13-2009
Jeffrey Stewart HedleyRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$10002-20-2009
Benjamin Lloyd HoegerRobert W. Baird & Co. IncorporatedThe Huntington Investment Company02-20-2009

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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