Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Allen ThuliRobert W. Baird & Co. IncorporatedMorgan Stanley$10009-07-2018
Gordon Peter KnuthRobert W. Baird & Co. IncorporatedMorgan Stanley$6605-04-2018
Michael George RatkovitchRobert W. Baird & Co. IncorporatedB. C. Ziegler and Company$5002-09-2018
Robert Paul JacobsenRobert W. Baird & Co. IncorporatedINVEST Financial Corporation$15001-02-2018
Jenny Kathryn WartinbeeRobert W. Baird & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated11-27-2017
Charles C NemeckayRobert W. Baird & Co. IncorporatedMorgan Stanley03-24-2017
Melissa Jo SanchezRobert W. Baird & Co. IncorporatedGirard Securities, Inc.$15003-16-2017
Rebecca Lynn SchusterRobert W. Baird & Co. IncorporatedGirard Securities, Inc.03-16-2017
Thomas Gerard GaertnerRobert W. Baird & Co. IncorporatedGirard Securities, Inc.03-16-2017
Brian J. CampeauRobert W. Baird & Co. IncorporatedVogel Consulting, LLC01-10-2017
Christopher Steven BrockRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC04-29-2016
Elizabeth Jane LailerRobert W. Baird & Co. IncorporatedBMO Harris Financial Advisors, Inc.03-14-2016
Ivana MarichRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$2502-16-2016
Andrew J. SchlaferRobert W. Baird & Co. IncorporatedEdward Jones$112-09-2015
George Allen GalewskiRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$9809-04-2015
Delores Marie HayesRobert W. Baird & Co. IncorporatedCenter Street Securities, Inc.08-21-2015
Michael James CharboneauRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.07-10-2015
Wendy Marie AlthenRobert W. Baird & Co. IncorporatedNorthwestern Mutual Investment Services, LLC02-05-2015
Randall Lee AverillRobert W. Baird & Co. IncorporatedCoordinated Capital Securities, Inc.10-10-2014
Cynthia Marie SchoenRobert W. Baird & Co. IncorporatedBMO Harris Financial Advisors, Inc.06-24-2014
Leslie Marie BuckRobert W. Baird & Co. IncorporatedAnnex Wealth Management, LLC04-22-2014
Bruce Elmo RosenheimerRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.11-13-2013
Anthony Steven HerbensonRobert W. Baird & Co. IncorporatedEdward Jones$110-04-2013
Bryan MillerRobert W. Baird & Co. IncorporatedNorthwestern Mutual Investment Services, LLC08-01-2013
Conrad Jeffrey AndringaRobert W. Baird & Co. IncorporatedRosenblatt Securities Inc.04-01-2013
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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