Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Joseph J. LaneRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.03-11-2019
David Allen ThuliRobert W. Baird & Co. IncorporatedMorgan Stanley$10009-07-2018
Gordon Peter KnuthRobert W. Baird & Co. IncorporatedMorgan Stanley$6605-04-2018
Michael George RatkovitchRobert W. Baird & Co. IncorporatedB. C. Ziegler and Company$5002-09-2018
Robert Paul JacobsenRobert W. Baird & Co. IncorporatedINVEST Financial Corporation$20201-02-2018
Charles C. NemeckayRobert W. Baird & Co. IncorporatedMorgan Stanley03-24-2017
Melissa J. SanchezRobert W. Baird & Co. IncorporatedGirard Securities, Inc.03-16-2017
Rebecca Lynn SchusterRobert W. Baird & Co. IncorporatedGirard Securities, Inc.03-16-2017
Brian J. CampeauRobert W. Baird & Co. IncorporatedVogel Consulting, LLC01-10-2017
Christopher Steven BrockRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC04-29-2016
Ivana MarichRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.02-16-2016
Andrew J. SchlaferRobert W. Baird & Co. IncorporatedEdward Jones$5012-09-2015
George Allen GalewskiRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$2509-04-2015
Michael James CharboneauRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.07-10-2015
Cynthia Marie SchoenRobert W. Baird & Co. IncorporatedBMO Harris Financial Advisors, Inc.06-24-2014
Anthony Steven HerbensonRobert W. Baird & Co. IncorporatedEdward Jones10-04-2013
Lorri Anne CislerRobert W. Baird & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$1003-23-2012
Heather Marie SummersRobert W. Baird & Co. IncorporatedFinancial Fiduciaries, LLC12-30-2011
Thomas J Duffey Jr.Robert W. Baird & Co. IncorporatedM&I Financial Advisors, Inc.10-03-2011
Phyllis Ann LovrienRobert W. Baird & Co. IncorporatedMorgan Stanley$2505-27-2011
James William Ritchay Jr.Robert W. Baird & Co. IncorporatedMorgan Stanley$5005-13-2011
Jacquelyn Lee NiedermeierRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC04-29-2011
Mark Alan GustinRobert W. Baird & Co. IncorporatedThrivent Investment Management Inc.12-21-2010
Dan Thomas GilipskyRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$10005-28-2010
Alan Ray RedellRobert W. Baird & Co. IncorporatedH. C. Denison Co.02-26-2010
Next Page »

Showing 1 to 25 of 30 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.