Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Halien Rose BesawRobert W. Baird & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2009
Craig Timothy DarlingRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.$10005-22-2009
Jeffrey John KinzigerRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.$10005-22-2009
Lindsey Marie KabatRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.05-22-2009
Margaret Anne PrestigiacomoRobert W. Baird & Co. IncorporatedMorgan Stanley$10006-26-2009
Alan Ray RedellRobert W. Baird & Co. IncorporatedH. C. Denison Co.02-26-2010
Dan Thomas GilipskyRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$10005-28-2010
Mark Alan GustinRobert W. Baird & Co. IncorporatedThrivent Investment Management Inc.12-21-2010
Jacquelyn Lee NiedermeierRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC04-29-2011
James William Ritchay Jr.Robert W. Baird & Co. IncorporatedMorgan Stanley$5005-13-2011
Phyllis Ann LovrienRobert W. Baird & Co. IncorporatedMorgan Stanley$2505-27-2011
Thomas J Duffey Jr.Robert W. Baird & Co. IncorporatedM&I Financial Advisors, Inc.10-03-2011
Heather Marie SummersRobert W. Baird & Co. IncorporatedFinancial Fiduciaries, LLC12-30-2011
Lorri Anne CislerRobert W. Baird & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$1003-23-2012
Anthony Steven HerbensonRobert W. Baird & Co. IncorporatedEdward Jones10-04-2013
Cynthia Marie SchoenRobert W. Baird & Co. IncorporatedBMO Harris Financial Advisors, Inc.06-24-2014
Michael James CharboneauRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.07-10-2015
George Allen GalewskiRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$2509-04-2015
Andrew J. SchlaferRobert W. Baird & Co. IncorporatedEdward Jones$5012-09-2015
Ivana MarichRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.02-16-2016
Christopher Steven BrockRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC04-29-2016
Brian J. CampeauRobert W. Baird & Co. IncorporatedVogel Consulting, LLC01-10-2017
Melissa J. SanchezRobert W. Baird & Co. IncorporatedGirard Securities, Inc.03-16-2017
Rebecca Lynn SchusterRobert W. Baird & Co. IncorporatedGirard Securities, Inc.03-16-2017
Charles C. NemeckayRobert W. Baird & Co. IncorporatedMorgan Stanley03-24-2017
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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