Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Ray RedellRobert W. Baird & Co. IncorporatedH. C. Denison Co.02-26-2010
Andrew J. SchlaferRobert W. Baird & Co. IncorporatedEdward Jones$5012-09-2015
Anthony Steven HerbensonRobert W. Baird & Co. IncorporatedEdward Jones10-04-2013
Brian J. CampeauRobert W. Baird & Co. IncorporatedVogel Consulting, LLC01-10-2017
Charles C. NemeckayRobert W. Baird & Co. IncorporatedMorgan Stanley03-24-2017
Christopher Steven BrockRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC04-29-2016
Craig Timothy DarlingRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.$10005-22-2009
Cynthia Marie SchoenRobert W. Baird & Co. IncorporatedBMO Harris Financial Advisors, Inc.06-24-2014
Dan Thomas GilipskyRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$10005-28-2010
David Allen ThuliRobert W. Baird & Co. IncorporatedMorgan Stanley$10009-07-2018
George Allen GalewskiRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.$2509-04-2015
Gordon Peter KnuthRobert W. Baird & Co. IncorporatedMorgan Stanley$6605-04-2018
Halien Rose BesawRobert W. Baird & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2009
Heather Marie SummersRobert W. Baird & Co. IncorporatedFinancial Fiduciaries, LLC12-30-2011
Ivana MarichRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.02-16-2016
Jacquelyn Lee NiedermeierRobert W. Baird & Co. IncorporatedRBC Capital Markets, LLC04-29-2011
James William Ritchay Jr.Robert W. Baird & Co. IncorporatedMorgan Stanley$5005-13-2011
Jeffrey John KinzigerRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.$10005-22-2009
Lindsey Marie KabatRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.05-22-2009
Lorri Anne CislerRobert W. Baird & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$1003-23-2012
Margaret Anne PrestigiacomoRobert W. Baird & Co. IncorporatedMorgan Stanley$10006-26-2009
Mark Alan GustinRobert W. Baird & Co. IncorporatedThrivent Investment Management Inc.12-21-2010
Melissa J. SanchezRobert W. Baird & Co. IncorporatedGirard Securities, Inc.03-16-2017
Michael George RatkovitchRobert W. Baird & Co. IncorporatedB. C. Ziegler and Company$5002-09-2018
Michael James CharboneauRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.07-10-2015
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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